Going (Pro)Rogue

Does the law limit the Prime Minister’s power to prorogue Parliament? Would the courts say so?

The National Post reports that, should the Prime Minister prorogue Parliament in the coming days, as rumour has it he may well, a court challenge is likely to result. The story quotes several academics, including Paul Daly and Philippe Lagassé. Over at Administrative Law Matters, Paul Daly expands on the reasons he thinks such a challenge may well have legs, quoting from a post he wrote a few years ago, when prorogation was being mooted as a response to the then-prevailing plague.

The argument for it would be based on the UK Supreme Court’s judgment in  R (Miller) v Prime Minister [2019] UKSC 41, [2020] AC 373 (Miller II), which held that the then-Prime Minister’s advice to prorogue the UK Parliament in the run-up to a possible no-deal Brexit was unlawful. Specifically, the UK Supreme Court held that the prerogative power to prorogue Parliament was subject to theretofore unknown limits preventing prorogations that disproportionately limited Parliament’s power to legislate whenever it pleased and its ability to hold the executive to account. Since the Prime Minister didn’t even try to justify his prorogation (in part, I presume, for the excellent reason that he couldn’t have known he had to, though in part also because the true justification would have been politically embarrassing), it was easy for the UK Supreme Court to assert that the prorogation was disproportionate and hence the Prime Minister lacked the power to advise the Queen to effect it.

Professor Daly addresses some difficulties with directly applying Miller II in Canada, and the ways in which at least some of them could be overcome. I would urge anyone interested to read his post, which is concise and which I could not usefully condense here ― I’d just have to copy the whole thing. But there is one issue that Professor Daly does not mention, which to my mind ought to be dispositive of the whole business ― which, to be sure, is not to say that it will be. I also think the Prime Minister would have an additional tactical card to play that Professor Daly is too quick to discount.

The dispositive issue is section 5 of the Canadian Charter of Rights and Freedoms. I have explained its relevance in my own article on Miller II:

[Section 5 of] [t]he Canadian Charter of Rights and Freedoms guarantees that “[t]here shall be a sitting of Parliament and of each legislature at least once every twelve months”. An attempt to prorogue
the Canadian Parliament or a provincial legislature for more
than a year would contradict this guarantee. A court ought to
be able to recognize this and [pursuant to s 24 of the Charter] provide any “such remedy as the court considers appropriate and just in the circumstances”.

However, if the prorogation advised were for a period of less than a year … it would not be appropriate for the Canadian courts to follow Miller [II]. The Charter sets out a bright-line rule and it would not be the courts’ role to re-write the constitution that Canada actually has to improve it on a pattern suggested, decades after its enactment, in a different jurisdiction. The [Supreme Court of Canada] rejected attempts to expand the Charter’s limited, and arguably insufficient, protections in a number of past cases, and these rejections reflect an understanding of the judicial role that recognizes that the entrenched constitution should only be amended by the process that it provides for this purpose, and not as a result of adjudication. (151-152, footnotes omitted)

Of course, as I note in the article, the Supreme Court of Canada hasn’t always kept itself to this understanding of its role. But Toronto (City) v Ontario (Attorney General), 2021 SCC 34, [2021] 2 SCR 845, which came out after my article on Miller II, is yet another case in point. There too the Supreme Court refused to expand an arguably insufficient Charter right beyond its textual scope. Still, whether the Canadian courts would follow this line of cases when confronted with the desperate and, as Philippe Lagassé has rightly argued, dishonourable ploys of a Prime Minister on his way out is an open question. (If you want to be really cynical ― even more cynical than I ― you could even venture that blocking a prorogation now would be something of a Marbury v Madison move for Canadian courts: asserting a power previously unexercised while issuing a decision in line with the incoming government’s partisan interests.)

If the courts do not see the Charter as a bar to such shenanigans, the Prime Minister will have another card to play. Professor Daly notes that “[t]here is no Canadian equivalent of the “duty of candour” in English JR proceedings requiring a respondent to ‘put their cards face up on the table’” and, in consequence,

doubt[s] that Prime Minister Trudeau would disclose any of the internal advice or discussions around prorogation. The effect of such reticence would be to focus attention on the practical consequences of the prorogation rather than the underlying reasoning (see Vavilov v. Canada (Immigration and Citizenship), 2019 SCC 65, at paras. 136-138). 

Professor Daly has more litigation experience than I, so perhaps I’m missing something obvious here, but if I were advising the Prime Minister (haha!) I would, on the contrary, urge him to be entirely forthcoming about his reasons for seeking a prorogation. These reasons might be quite unsavoury ― the Prime Minister, as Professor Lagassé notes, is not behaving the way good chaps, let alone gentlemen, are supposed to behave ― but legally that’s beside the point. The Prime Minister wouldn’t be acting irrationally in seeking a prorogation, and explaining himself to the courts would dare them to rule otherwise.

As I mention above, the UK Supreme Court had an easy time of it precisely because the Prime Minister didn’t provide any explanation, so it was easy enough to assert that of course the prorogation he sought was unjustified. Would a Canadian court really want to say a prorogation sought in order to maintain a government in office, let one whose purpose is to allow a new Prime Minister to be installed, should that end up being the case, is unreasonable in the Vavilov sense? Would it be keen to engage in actually weighing up the effects on government stability, say in the face of agressive American demands in trade negotiations, against government accountability and the ability of (a hopelessly divided and stalled) Parliament to legislate? Colour me sceptical. Granted, I’m not often a good prognosticator of what Canadian courts will end up doing. They might pull another #LOLNothingMatters. But I wouldn’t be so sure.

It may well be that, as Professor Lagassé has suggested, it all ultimately comes down to vibes. But, if nothing else, a court inclined to just vibe it all the way will have to write itself out of some thorny and unpleasant legal issues. That might not matter, because there aren’t enough good chaps in the Canadian judiciary, and hardly any on the Supreme Court, and a judge needs to be a good chap to be troubled enough by the prospect of doing a lousy job of accounting for his or her decision to decide against the vibes. But this stuff does matter every so often. Perhaps it will now.



6 responses to “Going (Pro)Rogue”

  1. Uh, why exactly should British political precedent apply in Canada? If the only standard is “their political system is kinda similar,” then wouldn’t that mean, say, Pakistani legal precedent should apply here too? What’s THIER history with proroguing parliament?

  2. We’ve had a number of controversial invocations of prorogation since Confederation. In fact, as I’m sure most people reading this blog know, the first one was just a few years into Confederation, when Sir John A Macdonald used it for the most naked of self-serving motives, to avoid Parliamentary scrutiny and prevent the fall of his government over the fallout from the Pacific Scandal. This caused our first Governor General, Lord Dufferin, considerable grief, as he was painfully aware that Macdonald’s request was unseemly and meant to buy time by stymying Parliament (hmmm… sounds familiar). In the end, Dufferin acceded to the request, as was appropriate, and it did Macdonald precious little good as his government was promptly defeated when the new session began. Doubtless it was the 1873 prorogation that Stephen Harper had in mind when he did the same thing for the same reason in 2008.

    The UK and Canada have drifted apart somewhat, or should I say that Canada has retained a somewhat more archaic deference to the prerogatives than Westminster, and while there has been some litigation on the matter, as you and Professor Daly note, Canadian courts have tended to be more hands off, save where the prerogatives might intrude or override other constitutional protections or stipulations.

    In no small part it is because of the ways in which the two countries have codified (or not codified) parts of their constitution. The British Parliament still enjoys at least technical supremacy, and thus it is left to the courts to prioritize a thousand years worth of statutes, conventions, decisions and precedents to assemble the outlines of a modern constitutional order. Canada, of course, still has some of that structure, since our constitution begins in the same place, but the 1763, 1867 and 1982 constitutions do a bit more to entrench specific aspects of our constitutional order. In particular, Section 41 of the Constitution, 1982 (the unanimity amending formula), I would argue, entrenches the powers of the Sovereign, and creates a constitutional environment in which the courts will in most cases where a prerogative does not intrude upon some other constitutional provision, defer to the Government and the Crown.

    If Mary Simon invokes the same logic that Lord Dufferin and Michaelle Jean did before her, it would be to use her own discretion to assure that Parliament is not unnecessarily hampered in the exercising of its constitutional obligations to hold the government accountable, while still recognizing the Prime Minister’s right, while he enjoys the confidence of Parliament, to advise her on the use of Royal Prerogatives.

  3. But is it a Charter challenge or simply, as in Miler 2, defining the scope of the PM’s discretion to advise the GG to prorogue Parliament? This would be structural and come from the preface to the 1867 Act, while the Charter section simply establishes a baseline democratic right.

    1. A challenge would have to be framed as in Miller 2 (and I really don’t think this has anything to do with the preamble). The relevance of the Charter, in my view, is that it implicitly addresses the Miller 2 argument by providing a maximum length of time during which Parliament may go without sitting.

  4. I have 2 questions for which I have not yet seen any discussion.

    1. Is there any precedent for a Prime Minister requesting a prorogation with the express intent not to ever bring forth a throne speech (instead stating that the successor leader of his party will do so)?

    In December 2008, the then Prime Minister was about to face a Commons that would vote non-confidence in his government.  Consequently, he requested a prorogation to give him time to set out a new Throne Speech that would allow him to win back that confidence.

    Today, the current Prime Minister was about to face a Commons that would, similarly, vote non-confidence in his government.  However, instead of requesting prorogation to attempt to win back that confidence, the Prime Minister has requested a prorogation with the express intention of never again seeking the confidence of the Commons.

    2. What happens if the Prime Minister resigns before requesting a dissolution?  As I understand, the leader of a particular party or caucus is not, ex officio, the Prime Minister; the Prime Minister is a specific individual.

    Since we have a minority parliament, it is not automatic that whoever is the leader of the Liberal caucus will become Prime Minister upon the resignation of the incumbent Prime Minister.  Instead, choosing a new Prime Minster will be in the discretion of the Governor General. Is there any convention requiring the Governor General to follow the advice of a resigning Prime Minister in respect of appointing their replacement? 

    While the Liberal caucus is the largest caucus in the Commons, the Liberal Party is increasingly unpopular and we are more than three years out from the last election.  Consequently, it does not appear to me to be automatic that whoever replaces the current Prime Minister as leader of the Liberal Party should be called upon to form a new government.

    If the incumbent Prime Minster has resigned and no one else has a reasonable prospect of winning the confidence of the Commons, then the Governor General would be appointing a Prime Minister solely as a caretaker government until elections can be held.  I doubt that there are any good precedents to guide the Governor General in such a situation.

    Unless the leader of the New Democratic caucus indicates that he will vote confidence in the new leader of the Liberal caucus, the Governor General’s choice between the leader of the Liberal Party and the Leader of the Opposition may have the appearance of a partisan decision. 

    In my view, by acceding to the Prime Minister’s request to prorogue parliament, the Governor General has created a substantial risk to herself of needing to later make a decision that appears to be partisan.

    1. 1. I don’t know of such precedents, but to be honest I’m not sure why it would matter constitutionally. As a comment on the politics and the morality of the outgoing PM, sure.

      2. The convention for appointing the PM is that the Sovereign or his representative appoints the person most likely to secure confidence. Not, mind you, the person who already has secured confidence ― that’s definitionally impossible. And by my lights, the outgoing PM doesn’t advise on the appointment of a successor ― at least not in the sense of giving a constitutionally binding instruction. (Perhaps as a matter of ceremony or protocol he does say something like “your excellency should send for X”.) The appointment of a PM is one of the reserve powers which are exercised without advice ― instead, the Sovereign’s discretion is directly constrained by the applicable constitutional conventions. Also, since the sovereign must not be without advice, there has to be a PM.

      Applying this to the present situation, appointing the new Liberal leader makes sense, albeit merely as the least implausible of bad choices. There is particular reason to think that the Leader of the Opposition would be in a position to secure confidence. So however unlikely it seems that the new Liberal leader will pull it off, it’s still more likely than any conceivable alternative, and that’s all the convention requires. Of course, this person will have to face the House quickly.

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