Not That Kind of Voting

What New Zealand’s Electoral Commission’s attempt to boost turnout gets wrong about voting, and what we can learn from it

There will be a general election in New Zealand this Saturday. As is customary in such circumstances, there is some hand-wringing going on about what turnout is going to be like ― it was almost 78% in 2014, which in Canada, never mind the United States, would be considered sky-high, but regarded as worryingly low in New Zealand. And the Electoral Commission is doing its part in trying to encourage people to vote, among other things by publishing this sleek video that recently showed up in my Facebook feed (and by using other ads based on the same theme):

The trouble, as I see it ― though I will not claim to speak for Kiwi abstainers ― is that, if you think about it for a second, this video’s true message about voting is precisely the opposite of the one it is intended to convey.

We “vote every day”, we are told: for snoozing or getting up; for dirty or clean underwear (that one, I suppose, is of particular relevance to politics); for whether to be a nice person or a not-so-nice one; and for a whole lot of other things. And it follows, apparently, that we should also vote in the election (or those entitled to do so should, anyway ― I am not, since I’m not yet a permanent resident). In other words, according to Elections New Zealand, voting for a party and a candidate to represent you in Parliament is just like making one of those everyday decisions that you are used to making, well, every day. Except, of course, that it isn’t, and in a number of ways.

Perhaps most obviously, if done with a modicum of seriousness, voting in a election is a good deal harder than deciding whether to hit the snooze button or to get up already. (I’ll call that sort of decision-making “voting”, as opposed to voting.) Voting requires one to acquire substantial amounts of information about the candidates and their platforms, about the world and the ways in which the candidates’ proposals fit or do not fit with what we know about it, and ideally also about how the electoral process itself works. (Another video from the Electoral Commission cheerfully showcases the voters’ utter ignorance about the latter point, as if equanimity were the appropriate response to it.) Relatively few people are well informed voters, and even some, perhaps quite a few, of those who are not at least realize that they have work to do in order to become at least somewhat knowledgeable ― though many will never do that work, for reasons to which I’ll presently return. And quite apart from informational difficulties, voting requires one to ponder incommensurable values (do vote, say, for the candidate with the better tax policy or the one more likely to respect the constitution?). By contrast, one doesn’t need to work very hard to “vote”. “Voters” typically have all the information they need from personal experience, and the values at stake are also less abstract and easier to sort out.

The second crucial difference between voting and “voting” is that the “voters” are the ones who live with the consequences of their decisions, whereas voters are not. If you keep on dirty underwear, you are the one who stinks. If you haven’t had occasion to learn that in the past, there’s a reasonable chance that you will learn now. By contrast, if you vote to keep a lousy politician in office, most (and perhaps  all) of the cost of that vote (however small a fraction of the total cost is attributable to an individual vote) is absorbed by others. You may even profit from your bad decision, either because the politician rewards his or her supporters at the expense of  the community as a whole, or simply because voting in that way gave you a satisfaction that is greater than the costs that vote imposes on you ―  though again the costs to the community as a whole are substantial. Moreover, it is often difficult to trace bad outcomes to bad votes, or good outcomes to good ones. The difficulty is sometimes subjective ― a voter who doesn’t understand a modicum of economics will not be able to tell that relative impoverishment resulted from the protectionist policies he or she supported. But it is often objective. Policy is complex, and it is difficult even for knowledgeable people to link causes with effects with much certainty. As a result, voters do not learn from the consequences of their decisions in the way “voters” do.

In short, voting and “voting” are rather different activities, and just because we do a lot of the latter, and do it reasonably well, it doesn’t follow that we should do the former, or that we can do it with any competence. We “vote” well enough because each “vote” is (usually) a relatively straightforward decision and, even when it is not, we have strong incentives to learn enough, and to be objective enough, to decide well, because we are the one living with the consequences of the decision. These reasons don’t apply to voting, which involves complex decisions and trade-offs, which are difficult enough to manage even for unbiased and well-informed decision-makers ― but we lack the incentives to be either of these two things because we do not in a meaningful way bear the consequences of our votes.

Of course, I have no idea whether the Electoral Commission will be successful at persuading people to go to the polls despite the faulty premises underlying its ad campaign. But if it does, this will, I am afraid, be an additional reason to distrust voters, who let themselves be fooled by what is really an well put-together effort at misdirection. Rather, the message we should take from the ad is the one that Ilya Somin delivers in his book Democracy and Political Ignorance: Why Smaller Government Is Smarter: the more decisions we can make by “voting” rather than voting, the better off we will be. Whoever wins this week’s election should really think about that, rather than fret about turnout rates. Don’t worry though: I won’t be holding my breath.

Chicane de cours, bis

La querelle constitutionnelle entre la Cour supérieure et le gouvernement du Québec mérite le sérieux, pas la dérision

Plus d’un mois après qu’on en eut appris l’existence, la requête des  juges de la Cour supérieure visant à faire déclarer inconstitutionnelles les compétences exclusives sur les poursuites civiles de 10 000$ à 85 000$ et sur le contrôle judiciaire de certains tribunaux administratifs assignées par le législateur québécois à la Cour du Québec commence à faire parler d’elle. La fin de semaine dernière, Yves Boisvert y est allé d’une chronique vitupératrice dans La Presse et Robert Dutrisac, d’un éditorial un peu plus sobre, mais tout aussi indigné et un peu parano de surcroît, dans Le Devoir. Au-delà des erreurs juridiques qu’elles contiennent, ces élucubrations sont surtout remarquables par le peu de cas qu’elles font de la constitution et leur empressement à blâmer une seule partie dans une dispute où l’autre mérite tout autant, sinon davantage, comme je l’expliquais déjà lorsque les procédures ont été amorcées, d’être condamnée.

M. Boisvert compare la requête des juges de la Cour supérieure à celle du « gars qui a réclamé 67 millions à son nettoyeur pour avoir perdu son pantalon ». Il reconnaît pourtant ― au 17e paragraphe sur les 24 que compte son chef-d’oeuvre ― que « [t]echniquement, l’argument est sérieux ». Cependant, il n’en a cure, de ces détails techniques. Que la Cour supérieure, censément tribunal de droit commun, se trouve presque sans dossiers civils dans plusieurs régions du Québec n’est qu’un « “problème” » ― avec des guillemets. Que l’enjeu soit « discuté depuis des années par des experts et par des juges » (c’est au moins une décennie, comme je l’indiquais dans mon premier billet sur le sujet), c’est apparemment sans importance. Tout ça ne serait qu’ « [u]ne façon comme une autre de célébrer le 150e anniversaire de la Constitution », voire même de « ramener à 1867 » notre système judiciaire. Et que le gouvernement du Québec ait été au courant de tout ça, pressé par les juges d’éviter une confrontation inconvenante dans leur propre cour, et n’ait pas pris éviter l’apparence de conflit en renvoyant la cause devant la Cour d’appel est bien normal, puisqu’il ne saurait être question de « faciliter ce débat oiseux ».

M. Dutrisac, lui, écrit que le « Québec […] détient la compétence exclusive de l’administration de la justice », et que puisque « la Cour du Québec […] en mène plus large que les autres cours provinciales[,] en matière de justice, le Québec est en quelque sorte une société distincte ». Il soutient que la requête des juges serait un « coup de force » visant à « remettre le Québec à sa place en matière de justice, dans un esprit de soumission constitutionnelle ».

Autant M. Boisvert que M. Dutrisac s’insurgent face à la décision des juges de lancer ces procédures alors que le système de justice s’ajuste encore aux exigences en matière de délais édictées par la Cour suprême dans l’arrêt R c Jordan, 2016 CSC 27, [2016] 1 RCS 631. Cependant, leurs arguments à l’effet que tout le débat sur la limites de la compétence de la Cour du Québec serait « oiseux » sinon une sinistre tentative d’éradiquer la différence québécoise en matière de justice s’appliquerait tout autant en l’absence de ces ajustements. Il est vrai que, si les juges de la Cour supérieure ont gain de cause, d’importants changements devront être faits au système de justice. Or, ces changements auraient dérangé peu importe quand il aurait fallu les faire, et plus on attend, plus ils seront dérangeants le moment venu.

Car, comme M. Boisvert finit bien par l’admettre, l’argument des juges est sérieux. La constitution, n’en déplaise aux journalistes, n’est pas qu’un détail technique ou une curiosité intellectuelle. C’est encore moins un instrument de « soumission » pour le Québec. Le respect de la constitution c’est la condition même de légitimité de l’État québécois, comme de l’État canadien, bien sûr, ou de n’importe quel autre. Quand l’État déclare, par sa conduite (y compris sa législation) ou les paroles ou le silence de ses représentants, que le respect de la constitution l’indiffère, il y renonce, du moins en partie. Et il lance un avertissement à ses citoyens : hier, ce n’était que le partage des compétences en matière du système judiciaire que l’État québécois négligeait ; aujourd’hui, c’est aussi l’indépendance de la magistrature, à laquelle il a le devoir de contribuer, et qu’il aurait dû préserver en renvoyant cette question du partage des compétences à la Cour d’appel ; qu’est-ce que ce sera demain? En reconnaissant ses obligations constitutionnelles, l’État ne fait pas preuve de soumission (envers qui, au juste, M. Dutrisac?), mais bien de respect envers ceux et celles qu’il est censé servir ; ou, si tant est qu’il s’agit de soumission, c’est de cette soumission que les juristes médiévaux imposaient déjà aux rois d’Angleterre, en disant que Rex non debet esse sub homine, sed sub Deo et lege ― le Roi ne doit point être le sujet d’un autre homme, mais de Dieu et de la loi.

Je mentionnais plus haut les erreurs juridiques de MM. Boisvert et Dutrisac. Elles sont plutôt flagrantes ― et diamétralement opposées. Le premier dit que « [l]a Constitution de 1867 réserve au fédéral le pouvoir de créer les cours de droit commun »; le second, que le « Québec […] détient la compétence exclusive de l’administration de la justice ». Les deux ont tort. Le fédéral ne crée pas les tribunaux de droit commun, même s’il nomme leurs juges. Toutefois, la compétences des provinces en matière d’administration de la justice, même si elle est décrite comme exclusive à l’article 92(14) de la Loi constitutionnelle de 1867, est limitée par ce pouvoir de nomination du fédéral, et par les restrictions supplémentaires que la jurisprudence a dérivées de ce pouvoir. Ce schéma constitutionnel est (délibérément) complexe, mais il est troublant que l’on veuille dénigrer les efforts visant à le préserver sans même en comprendre le fonctionnement.

Pour sa part, M. Dutrisac exagère aussi le caractère unique du Québec en matière de la compétence de la cour provinciale. Comme je le mentionnais dans mon premier billet, cette compétence va jusqu’au seuil de 50 000$ en Alberta. C’est certes moins qu’au Québec, mais l’ordre de grandeur est le même, et démontre bien que le Québec est, ici encore, moins « distinct » du reste du pays que les nationalistes ne le prétendent, et que la requête des juges de la Cour supérieure n’est pas une attaque contre la spécificité québécoise, mais soulève au contraire des questions d’un vif intérêt pour le pays tout entier.

Et c’est pourquoi je reviens à ma suggestion, formulée le mois dernier, que le gouvernement fédéral devrait intervenir dans le débat en formulant un renvoi à la Cour suprême pour le trancher. L’enjeu est d’importance nationale, sa résolution ne nécessite pas l’établissement d’une trame factuelle, et le fédéral aussi a une responsabilité de préserver les apparences d’impartialité de la magistrature. Puisque le gouvernement du Québec ne veut pas faire sa part, et que même les journalistes québécois semblent disposés à louer son attitude et à ne condamner que les juges, le fédéral, qui peut agir, doit le faire.

The Rule against Violence

A timely opinion on freedom of expression by Justice Miller for the Ontario Court of Appeal

Last week, the Court of Appeal for Ontario delivered a noteworthy decision regarding the scope and limits of the constitutional protection for freedom of expression, Bracken v Town of Fort Erie, 2017 ONCA 668. The decision, written by Justice Miller for a unanimous court, breaks no new ground, but contains clear and cogent reminders of two elementary principles that, sadly, may not be self-evident in 2017: violence is not a constitutionally protected form of expression; but words, even spoken in anger, and even if those who hear them are, subjectively, feeling unsafe as a result, are not violence.

The case arose out of Mr Bracken’s solitary, but perhaps somewhat agitated, protest in the parking lot in front of the Town Hall against a decision the municipal council was about to make. Employees of the Town, one of whom had had a rather unpleasant interaction with Mr Bracken in the past, felt worried enough by what they perceived as erratic and threatening behaviour on his part that they called the police, who arrested Mr Bracken and served him with a Trespass Notice banning him from the Town Hall and two other municipal properties. The question for the courts was whether this contravened Mr Bracken’s freedom of expression. The Superior Court said “no”, on the basis that the expression in question was violent. The Court of Appeal disagreed.

* * *

After noting that the protection for freedom of expression, which Canadian courts recognized even before the entrenchment of the Canadian Charter of Rights and Freedoms is broad, Justice Miller explains why violence nevertheless falls outside the scope of this protection, although “some might find it difficult to understand the rationale for excluding violence categorically”. [30] “Violence and force”, he points out, “are predicated on the denial that persons are equal in dignity, negating the reciprocity necessary for communication and genuine dialogue”. [28] To treat prohibitions on violence as in need of justification

would be tantamount to declaring that Canadian constitutional morality is open to the proposition that an individual’s self-expression through acts of violence could, in some conceivable circumstances, take priority over the public good of protecting persons by restraining acts of violence. [30]

But how far does the exclusion of violence from the scope of the constitutional protection of freedom of expression extend? Justice Miller notes that it has been held to apply to actual physical violence and to threats of such violence, “on the basis that a person who threatens violence takes away free choice and undermines freedom of action” just as surely as one who commits violence. [31] But there was no evidence that Mr Bracken had engaged in any such behaviour. The Town employees who felt threatened by him had “observed him ‘from a safe distance'”. [37] One of them testified that she had “never had a conversation with” Mr Bracken prior to the court proceedings. [43] In short, Justice Miller concludes, “[t]he employees were indeed frightened, but the evidence does not disclose any reasonable basis for their fear.” [46]

Since Mr Bracken was not violent, his protest was protected by the Charter‘s guarantee of freedom of expression. The trespass notice banning him from the Town’s property was an infringement of his freedom, and one that cannot be justified under section 1 of the Charter. This is primarily because the Town’s action in banning Mr Bracken did not pursue a valid objective:

the factual basis on which [the Town] issued the trespass notice was largely erroneous. Mr. Bracken was not engaged in any violent activity. He was not blocking anyone. He was not preventing anyone from accessing the building. His behaviour was neither intimidating, in any relevant sense of the word, nor erratic. The Town employees, both junior and senior, were alarmed, but they were alarmed too easily. … If anyone felt intimidated by him, other than Town employees who had never before witnessed a protest and doubted that protests in front of Town Hall were lawful, it was not because he was threatening anyone. [76]

Besides, the trespass notice was much too broad; a disruptive or threatening protester might be asked to leave or, if need be, expelled, but that does not justifying banning him from public property for a whole year.

* * *

 

I’ll make a couple of observations about Justice Miller’s reasons. One is that they are at once unique, in the sense that a different judge would probably have written noticeably differently, and perfectly orthodox. I doubt many judges would have cited Joseph Raz (as Justice Miller does in describing “[t]he rule against violence [as] an exclusionary rule: it excludes by kind and not by weight”), or perhaps even Grégoire Webber’s The Negotiable Constitution: On the Limitation of Rights. Nor would many have spoken of “a set of human goods thought to be advanced by a constitutional protection of freedom of expression” [26; emphasis mine], using a phrase drawn from natural law theory. (The Supreme Court usually speaks of values or purposes instead.) But Justice Miller’s conclusions are those that the vast majority of Canadian judges would, I would like to hope, reach when presented with a similar case. (Of course, the trial judge reached the opposite conclusion, which is not altogether reassuring.) And as for the natural law allusion, though it might upset Sean Fine (who was much exercised by Justice Miller’s interest in natural law at the time of Justice Miller’s promotion to the Court of Appeal), Justice Miller shows that it too is more orthodox than Mr. Fine might realize, by referring to Justice Rand’s remark in Saumur v. City of Quebec, [1953] 2 SCR 299 that

freedom of speech, religion and the inviolability of the person are original freedoms which are at once the necessary attributes and modes of self-expression of human beings and the primary conditions of their community life within a legal order. (329)

(While I’m at it, can I gratuitously put in a plug for a post I wrote a earlier this year about a Québec Court of Appeal decision from the ’50s where natural law played an even more important role?)

The second observation I wanted to make here is that, although he decides the case under the Charter, the way it was argued by Mr. Bracken (who was representing himself), Justice Miller points out that administrative law reasons may well have supported an identical outcome. He notes that

a preliminary question … was never addressed: whether the Town’s expulsion of Mr. Bracken from the premises and the issuance of the trespass notice was lawful in the circumstances. … [Addressing it] may have obviated the need for a Charter analysis, and would have brought to the fore the issue of the implied limits on the common law authority of government actors to exclude persons from public property. [24]

Justice Miller adds

that where a government issues a trespass notice relying on the common law power to expel persons from property, it is exercising a power that is subject to implied limits. It cannot be issued capriciously; that is, it cannot be issued, in the circumstances of a public protest in the town square, without a valid public purpose. [75]

This matters, not just out of legal pedantry, but because one important actor that may well find itself involved in controversies about freedom of expression, protests, and violence real or imaginary might not be subject to the Charter: universities. Yet while the applicability of the Charter to them remains a murky question, it is clear that their decisions can in appropriate circumstances be subject to judicial review. Justice Miller’s reasons reinforce the point, already made by a majority of the Alberta Court of Appeal in Pridgen v University of Calgary, 2012 ABCA 139, that freedom of expression is an important consideration for such proceedings.

 * * *

This brings me to the last issue I want to address: how Justice Miller’s opinion fits into not just the legal, but the broader social context of 2017. This context is marked by the presence of two most unfortunate, and seemingly contradictory, beliefs: on the one hand, that “punching nazis”—and, inevitably, any number of other people—is permissible, and perhaps commendable; on the other, that some words—perhaps “hate speech” more or less narrowly defined, and perhaps some broader category of politically incorrect expression—are tantamount to violence and should be excluded from the scope of protection normally granted freedom of expression. (Richard Epstein provides a cogent rebuttal of that view in this Wall Street Journal article.)

Although they seem incoherent if not mutually exclusive, these twin beliefs work together to blur, indeed to erase, the line between the concepts of expression and violence. What one says, or does, is expression; what one’s opponents say, or do, is violence. And, as Lewis Carroll knew, the ability to make words mean whatever different things one chooses them to mean, neither more nor less, is a matter of “who is to be master”.

Justice Miller’s opinion resolutely pushes back against both of these pernicious ways of thinking. It explains why “punching Nazis” is never permissible—doing it means refusing to treat them as human beings (which, of course, is what Nazis themselves were notorious for). But it also insists that hurt feelings, or purely subjective claims of intimidation cannot be re-labelled as allegations of violence to shut down speech or protest, even when it takes on an unpleasant form:

Violence is not the mere absence of civility. The application judge extended the concept of violence to include actions and words associated with a traditional form of political protest, on the basis that some Town employees claimed they felt “unsafe”. This goes much too far. A person’s subjective feelings of disquiet, unease, and even fear, are not in themselves capable of ousting expression categorically from the protection of s. 2(b) [of the Charter].

The consequences of characterizing an act as violence or a threat of violence are extreme: it conclusively defeats the Charter claim without consideration of any other factor. Accordingly, courts must be vigilant in determining whether the evidence supports the characterization, and in not inadvertently expanding the category of what constitutes violence or threats of violence.

… A protest does not cease to be peaceful simply because protestors are loud and angry. Political protesters can be subject to restrictions to prevent them from disrupting others, but they are not required to limit their upset in order to engage their constitutional right to engage in protest. [49-51]

Justice Miller thus provides a very timely statement of the orthodox principles of freedom of expression in the public square. It would be nice if not only his fellow judges, but also others in positions of authority—in governments at every level, in universities, and elsewhere—as well as those tempted to take authority in their own hands, or fists, read his opinion and took it to heart. We would be a freer and more respectful society if they did.

H/t: Geoff Sigalet

Stupid but Constitutional

More on why I think legislation forcing floor-crossing legislators to run in by-elections is not unconstitutional

In my last post, I asked whether there is a right to rat—whether member of Canadian legislatures have a right under the Canadian Charter of Rights and Freedoms to cross the floor and join the caucus of a party different from the one for which they were elected, without going through a by-election first. I argued that there is no such right, although the bans on floor-crossing, such as the one that exists, and is now being challenged before the courts, in Manitoba are a bad idea. Somewhat to my surprise, that post provoked a good deal of discussion on Twitter (relative to my other posts, anyway, which to be fair is a pretty low standard). Because of the time difference, the fun mostly happened while I was asleep, and I missed out, so I want to follow up here.

One question that was raised, by Emmett Macfarlane, is whether I sufficiently addressed the floor-crossers’ “freedom”, under section 2(d) of the Charter, to associate with the caucus of their choice (and indeed a party caucus a right to associate with them)”. I’m not sure how much more I can say on this point; there seems to be a fundamental disagreement between prof. Macfarlane and me here. As I see it, no one is prevented from associating with a caucus, nor is a caucus prevented from associating with anyone. Only a preliminary condition is imposed: that before undertaking a (formal) association, the floor-crosser be elected under that caucus’s party label. The floor-crosser is put in the same position as any other citizen—one cannot become a member of a caucus, even if both sides are agreed, unless one first gets elected. (Consider the case of an unsuccessful candidate: he or she would very much like to be part of the caucus, and the caucus would love to have him or her, but those dastardly voters get in the way. ) Similarly, even if  engaging in collective bargaining is a constitutional right, as the Supreme Court now claims it is, I don’t think that even the Supreme Court would say that the requirement that the union have the support of a majority of workers before it is able to impose itself on their employer is a violation of the freedom of association, although it is doubtless a pre-condition that gets int the way of people engaging in associational activities.

Second, prof. Macfarlane remains of the view that the floor-crossers’ constituents rights to effective representation under that courts have read into section 3 of the Charter are infringed when their representatives are “restricted from representing [them] by responding to political circumstances that leads them to believe joining another caucus is the best way to do that”. I do not think that the right to effective representation has ever been taken to go nearly as far as prof. Macfarlane wants to take it here. In a passage from Haig v. Canada, [1993] 2 SCR 995 later endorsed by the majority in Figueroa v. Canada (Attorney General), 2003 SCC 37, [2003] 1 SCR 912, Justice L’Heureux-Dubé spoke of a

right to play a meaningful role in the selection of elected representatives who, in turn, will be responsible for making decisions embodied in legislation for which they will be accountable to their electorate. (1031; underlining in Figueroa at [25])

In other words, the right protected by section 3, both as a matter of constitutional text and even in the Supreme Court’s cases that have arguably expanded it to some extent, concerns the process of elections. As the majority put in Figueroa, it is “the right of each citizen to a certain level of participation in the electoral process”. [26] Section 3 does not deal with what happens within the legislature once the elections have taken place.

If the courts were to expand the scope of section 3 in this way, they would become entangled in all manner of questions that have always been thought of as a matter of politics—for example, whether the whip or a party line gets in the way of “effective representation”. (And I don’t think that parliamentary privilege, of which more shortly, will save them. Privilege attaches to the functioning of legislative bodies, not political parties or even caucuses.) Jan Jakob Bornheim pointed out to me that that’s precisely what happens in Germany, where the Basic Law‘s provision making members of the Bundestag “responsible only to their conscience” (article 38) has been interpreted to prohibit the imposition of party lines. For my part, I don’t think it’s a good idea to involve the courts in these issues, and I doubt that Canadian courts are all that keen to take on this responsibility, in the absence of a reasonably clear textual requirement that they do so.

In addition to all of that, I think that we should take seriously the role that party affiliation plays in people’s voting behaviour, and acknowledge that many, and probably most, voters will feel that their representation is undermined, not enhanced, by the ability of a representative whom they chose (in large party, if not exclusively) he or she was the candidate of one party to switch, mid-term, to a different party. Prof. Macfarlane suggests that this amounts to “using a reality of voting behaviour to transform the core purpose and function of” a legislator “which isn’t to represent a particularly party to but to represent a constituency”. For my part, I wouldn’t want a constitutional doctrine that is oblivious to “realities of voting behaviour” in the name of some high-minded pursuit of politics as it ought to be rather than as it is. In any case, I don’t think the distinction between the roles of representative of a party and representative of a constituency are as sharply distinct as prof. Macfarlane suggests. A legislator elected under a partisan banner can, and indeed is expected to, represent a constituency as a partisan (not in every way, of course, but in much of what he or she does),  and really don’t see how the Charter gets in the way of that, or why it should.

The final question I will address here is whether any of this matters, or whether the whole thing is a matter Parliamentary privilege anyway,  and the courts will not interfere with the way in which privilege is exercised. On this point, I think there is some confusion going on. The internal functioning of legislative bodies is a matter of privilege, as are the rules they make, internally and for themselves, such as their standing orders. That, as Benjamin Oliphant noted, the standing orders of Canadian legislatures deny independent members some important rights that they grant to those belonging to political parties (and thus arguably undermine their constituents’ right to effective representation) is a matter of privilege and not subject to Charter review. But the issue we are concerned with does not arise out of standing orders or an exercise by the Speaker of the Legislative Assembly of that body’s self-governing powers. It concerns the constitutionality of a statute enacted pursuant to one of the province’s legislative powers (namely that in section 45 of the Constitution Act, 1982, to legislate in relation to the constitution of the province), to be part of the law of the land, and not merely the law and custom of Parliament. The exercise of this legislative power is obviously subject to the Charter; as section 52(1) of the  Constitution Act, 1982 provides, “any law that is inconsistent with the provisions of the Constitution is, to the extent of the inconsistency, of no force or effect”.

Now, as the Court of Appeal for Ontario explained in Ontario (Speaker of the Legislative Assembly) v Ontario (Human Rights Commission), (2001) 54 OR (3d) 595 at [35], although the constitutionality of legislation in relation to the functioning of a legislature or one of its components is subject to the Charter, to the extent that this legislation calls for self-application by the legislature or its Speaker, the courts will not interfere with decisions made pursuant to that legislation. (This principle, known as the right of “exclusive cognizance”, is an aspect of privilege.) So, for instance, in the case of Manitoba’s ban on floor-crossing, it will be for the Speaker (I assume) to enforce the rule that “a member who … [has] cease[d] to belong to the caucus of that party during the term for which he or she was elected … must sit … as an independent and is to be treated as such”, and the courts will not call into question the Speaker’s decisions about what that entails. But the question of the constitutionality of that provision is a prior and separate one, and the right of exclusive cognizance does not apply to that question.

In short, although they are not immune from constitutional scrutiny because of Parliamentary privilege, bans on floor-crossing are not unconstitutional. They infringe neither the freedom of association nor the right to vote (or to effective representation) protected by the Charter. Once more, to say that such bans are constitutional is not to say that these bans are a good policy. I think they are ineffective (because they cannot prevent a would-be floor-crosser from voting with his new friends), and useless, because voters can always get rid of a representative they don’t like at the next election. One might even say that these bans are stupid—stupid but constitutional, as the late Justice Scalia used to say.

A Right to Rat?

A Manitoba MLA claims there is a Charter right to cross the floor. He is wrong.

John Markusoff writes in Maclean’s about a Charter challenge launched by Steven Fletcher, now an independent member of Manitoba’s Legislative Assembly, against section 52.3.1 of the province’s Legislative Assembly Act, which prevents members “elected with the endorsement of a political party” from joining the caucus of a different party during  their term. They must, rather, sit as independents—or resign and get themselves re-elected under their new partisan colours. Mr Fletcher will be “arguing that the ban infringes on his freedoms of expression and association, and … on the voting rights of his constituents”, the latter argument being based on an independent member’s lesser privileges (in relation to things like the ability to ask questions) compared to those of the members of a caucus. Mr. Fletcher has been expelled from the Conservative caucus, and Mr. Markusoff describes him as “an MLA marooned, and much disempowered politically for it”—although Mr. Fletcher apparently insists he has no plans to join another party.

Mr. Markusoff is supportive of Mr. Fletcher’s plight, pointing to the fact that Sir “Winston Churchill … cross[ed] the floor twice during his storied career”. (Churchill’s own take on this was that “anyone can rat, but it takes a certain amount of ingenuity to re-rat”.) Mr. Markusoff also quotes two political scientists who think Mr. Fletcher has a pretty good argument. Emmett Macfarlane is one of them, agreeing that Mr. Fletcher’s “constituents are poorly served”. Meanwhile Mr. Fletcher’s lawyer argues that the ban on floor-crossing—or ratting, or, as it’s called in New Zealand, waka-jumping (a waka is a Māori canoe)—serves to give party leaders more power at the expense of ordinary members. With that, I agree, and I too think that the ban on floor-crossing is a bad idea, as I explained here when commenting on a (never-enacted) proposal to impose a similar ban in Québec. Yet as I also noted in that post, in my view, a ban is not unconstitutional.

Indeed, it seems to me that the ban is not a meaningful restriction on anyone’s rights. For one thing, no one has a right to seat in the Legislative Assembly, or to be part of a caucus, without a mandate from the voters. And for another, the ban on floor-crossing does not prevent members from joining a party other than that for which they were elected, still less from voting as they please or voicing whatever opinions the Legislative Assembly’s standing orders allow them to voice. What it does is require them to do is stand for election to have voters confirm their party switch. If the voters still want to have the member as their representative under his or her new colours, then he or she will go on free as a bird, or at any rate as free as his or her new caucus permits. Otherwise, it’s the voters, not the ban on floor-crossing, that will have silenced the now-former member. And if the point is that the voters will likely value being represented by someone of the same party they previously voted for—well, I don’t think the Charter denies them that preference, least of all in the name of “effective representation”.

A couple of other points are worth considering here. First, if the argument is that it is somehow contrary to the Charter for party leaders to be able to exert pressure, even considerable pressure, on the members of their caucuses, this goes very far indeed. Does the leader’s ability to distribute, and to withdraw front-bench (and, in government, cabinet) roles raise constitutional questions? Or his or her ability to boot a member from caucus quite apart from any ban on floor-crossing, on the premise that there is no guarantee that the expelled member will in fact find a new political home, and may remain “marooned” instead? I doubt that a court would want to go that way, and this is as it should be. Voters are quite capable of delivering their verdict on any such shenanigans—if they care which, for better or for worse, they probably mostly do not.

Second, while floor-crossing might be described as a feature, or even “a time-honoured, Churchillian convention”, as Mr. Markusoff does in fact describe it, in a first-past-the-post universe, where members of legislatures are in principle elected in their personal capacity, it is very much a bug in a system of proportional representation. Because the legitimacy of the distribution of seats in an assembly elected using such a system rests on its relationship to the party vote (whether or not some of assembly’s members are in fact elected to represented particular constituencies), changes in the partisan affiliation of individual MPs undermine it to a greater extent than they do a system that rests on the personal relationships between MPs and their constituents. Of course, Manitoba does not have a proportional electoral system, and it should be possible for a court intent on striking down the ban on floor-crossing to do so in a manner that at least leaves the question open should it (or another Canadian jurisdiction) undertake electoral reform, but one should at least be wary of invoking over-broad principles in this matter.

To repeat, I do not think that rules, such as Manitoba’s, that put a break on the ability of members of legislatures to cross the floor are good idea. Whether the practice is Churchillian or Emersonian in any given case, the voters will be able to pass their judgment at the next election; I do not think that there is a pressing need to rush them to it. And to the extent that it can reduce the power of party leaders, there might be something to be said for floor-crossing—though there is also something to be said against a means for individual legislators of acquiring disproportionate power in a finely balanced assembly. Be that as it may, these are matters of political morality and institutional design. There is no right to rat, and the courts should not create one.

Polyphony

How different constitutional orders respond to attempts at denying citizens access to adjudication

The UK Supreme Court recently delivered a judgment that will, I think, be of interest to those Canadian readers who have not yet heard of it. That is because the case, R (Unison) v Lord Chancellor [2017] UKSC 51, arises out of circumstances that are fundamentally similar to those of the Supreme Court of Canada’s decision in Trial Lawyers Association of British Columbia v. British Columbia (Attorney General), 2014 SCC 59, [2014] 3 SCR 31. Trial Lawyers, which I summarized here, concerned a challenged to the fees that litigants had to pay for each day they argued their cases in the (trial) Supreme Court of British Columbia. Unison involved fees imposed on litigants who took their cases to tribunals charged with the resolution of employment law disputes. But the ways in which the courts addressed the legal issues highlights the differences both between the respective constitutional frameworks of Canada and the UK, and between the courts’ understandings of their roles within these frameworks.

In Trial Lawyers the majority addressed the constitutionality of hearing fees, concluding that, if they are set so high as to prevent people accessing superior courts, they would contravene section 96 of the Constitution Act, 1867, which had previously been held to protect the “core” jurisdiction of the courts to which it refers. While the Chief Justice’s opinion, for the majority, also addressed the principle of the Rule of Law, it invoked this principle only as additional support for its conclusions ― Justice Rothstein’s accusations to the contrary notwithstanding. Only Justice Cromwell, in his concurrence, proposed deciding the case on administrative law grounds, and would have held that since the hearing fees were imposed by delegated legislate made pursuant to a statute that preserved the common law right of access to courts, they could not validly interfere with this right. Yet interfere with it they did, and they were therefore invalid for that reason.

By contrast, Unison was decided on administrative law grounds ― and the principle of the Rule of Law was central to the UK Supreme Court’s reasoning. Having concluded that, as a matter of empirical fact (on which more below), the fees at issue deter substantial numbers of people from pursuing their claims, the Court asked itself whether “the text of” the statute pursuant to which the fees were imposed by the executive, “but also the constitutional principles which underlie the text, and the principles of statutory interpretation which give effect to those principles”  [65] provided authority for setting the fees at their  current level. The relevant principles included, in particular, “the constitutional right of access to justice: that is to say, access to the courts (and tribunals …)”, [65] which in turn is an aspect of the Rule of Law. They also included the idea that rights granted by a statute cannot be nullified by delegated  legislation purportedly authorized by a different statute.

The Court began with what Mark Elliott, on his excellent Public Law for Everyone blog, described as

a primer — albeit a very powerful one — on what the rule of law means … . Indeed, it is difficult to escape the conclusion that the Court felt it necessary to drive home some very fundamental propositions — ones that should not really need to be driven home — because the Government’s position indicated ignorance of or contempt for them.

As part of this “primer”, the Court emphasized that

Courts exist in order to ensure that the laws made by Parliament, and the common law created by the courts themselves, are applied and enforced. … In order for the courts to perform that role, people must in principle have unimpeded access to them. Without such access, laws are liable to become a dead letter, the work done by Parliament may be rendered nugatory, and the democratic election of Members of Parliament may become a meaningless charade. That is why the courts do not merely provide a public service like any other. [65]

In the course of adjudicating disputes, courts both ascertain important legal principles and provides the assurance that “[p]eople and businesses … will be able to enforce their rights if they have to do so, and … that if they fail to meet their obligations, there is likely to be a remedy against them.” [71] For this assurance to be effective, “people and businesses” must be able to take their disputes to courts or tribunals, if need be.

Given the importance of access to courts and tribunals, “any hindrance or impediment by the executive requires clear authorisation by Parliament”, [78] and the authorization will only be taken to extend so far as the achievement of its purposes requires. As Parliament did not clear empower the executive to levy fees that would prevent litigants from accessing tribunals, and as the fees at issue had precisely that effect, they must be held not to have been authorized by the statute under whose purported authority they were imposed. In addition, they “must be regarded as rendering … nugatory” [104] the rights which the tribunals are supposed to enforce, thought in the Court’s view this point this point overlapped with the Rule of Law one.

It is tempting for people used to constitutional frameworks where legislation can be invalidated for inconsistency with the supreme law to look down on a decision based on administrative law grounds, which can be overridden by legislation. Indeed, even prof. Elliott writes that “for all that the case represents a striking and robust reaffirmation of fundamental constitutional principles, it also hints at — or least raises questions about — the limits of those principles” ― within the UK constitutional context, that is. After all, if the UK executive insists on collecting prohibitive tribunal fees, it can (try to) get Parliament to enact them into statute, or explicitly allow fees to be set at levels that will result in impeded access. If the UK Parliament does either of these things, there can probably be no challenge to its decision within the UK’s internal legal order, subject to courts taking up the occasional musings of some judges about limits to Parliamentary sovereignty ― an unlikely, and at least arguably an undesirable prospect. (Prof. Elliott, mixing metaphors somewhat, describes as a “nuclear option”, and says that “we will cross this bridge if we ever come to it, while fervently hoping that we never do”.) It is better, we might be tempted to say, for courts to have at their disposal the more powerful weapons that an entrenched constitution, like that of Canada, can provide.

But, while there is a good deal of truth to this view, it is not the whole truth. Prof. Elliott suggests that

in some constitutional orders … administrative orders incompatible with the right of access to justice would be unlawful — because the constitution would withhold the authority to legislate in breach of such a fundamental right.

But things might not be so simple. Prof. Elliott does not say what “constitutional orders” he has in mind, but at least in the Canadian constitutional order, it is by no means clear that the constitution withholds the right to legislate in breach of the right of access to justice. In commenting on Trial Lawyers here, I said that not only does the reasoning of the majority opinion in Trial Lawyers “rest on shaky foundations” whose weaknesses are brutally exposed by Justice Rothstein’s dissent, but they “leave some important questions” ― questions about the limits of the constitutional principles that it applies ― “unanswered”. In particular, it is very doubtful that the right of access to superior courts constiutionalized in Trial Lawyers extends to provincial court and to administrative tribunals  (which is to say, to the sort of decision-maker at issue in Unison!), to which section 96 of the Constitution Act, 1867, on which that decision ostensibly rests, does not apply.

The legitimacy of judicial interventions to uphold fundamental constitutional principles can be questioned not only in constitutional systems that acknowledge Parliamentary sovereignty, but also in those that allow for judicial review of legislation ― if not in principle, then in (almost) any given case. The best answer to such questions is, of course, the existence of a clear constitutional provision in which the intervention at issue  can fairly be rested. In the absence of such constitutional authority, judges are apt to grasp at textual straws, and, at the risk of also mixing metaphors, we know that a house built of straw can easily be blown away. In short, the existence of an entrenched constitution does not always make for very solid decision-making.

Indeed, Unison has at least one substantial advantage over Trial Lawyers. Its discussion of the Rule of Law principle is relatively extensive and forthright. The UK Supreme Court makes no apologies about the Rule of Law being central to its decision. The majority opinion in Trial Lawyers, however, approached the Rule of Law somewhat gingerly, and insisted that it is not the main basis for its decision ― though this was not enough to mollify Justice Rothstein, who claimed that

[i]n using an unwritten principle to support expanding the ambit of s. 96 to such an extent the majority subverts the structure of the Constitution and jeopardizes the primacy of the written text. [93]

For my own part, I have argued here that Trial Lawyers should, and could, have been decided on the basis of the Rule of Law principle ― though my argument was a version of the “no making rights nugatory” one that the Unison Court only briefly addressed. Perhaps the Supreme Court of Canada did not address it only because it was not put it by the parties. (The cases on which it rests in the Canadian context are not well known, I suspect.) Perhaps it would have found this argument unconvincing in any event. But I suspect that the Trial Lawyers majority would have hesitated to enlist this argument even if it were convinced by it, due to the sort of concern to which Justice Rothstein appealed (unpersuasively in my view). As Jeremy Waldron observed in “The Core of the Case against Judicial Review”, constitutional adjudication under an entrenched text is liable to pay more attention to the text than to fundamental principle. In my view, this is not always a bad thing ― but it is, admittedly, not always a good one either.

Before concluding, let me note another point of contrast between Trial Lawyers and Unison: their respective treatment of empirical data. The majority opinion in Trial Lawyers is a fairly abstract one, in the sense that its focus is very much on the legal issues. It only briefly alludes to the personal circumstances of the original plaintiff in the case, pointing out that she was “not an ‘impoverished’ person in the ordinary sense of the word” (which made her ineligible for an exemption from the fees at issue). In Unison, meanwhile, statistics and data-based hypothetical scenarios intended to expose the effect of the fees at issue take up an important place in the judgment. The Court reviewed in considerable detail the nature of the disputes to which the fees at issue applied, with the aim of showing that most of them involved parties of limited means seeking to recover small amounts (or, in some cases, to obtain non-pecuniary remedies), as well as the financial effects of these fees on economically vulnerable litigants. The Court linked the precipitous drop in the number of disputes heard to the deterrent effect of excessive, and rarely recoverable, fees, providing the factual underpinning for its legal reasoning. Later on, it also discussed the fees’ failure to raise much revenue, concluding that “it is clear that the fees were not set at the optimal price: the price elasticity of demand was greatly underestimated”. [100] In that way, Unison is similar to cases that are part of what I have been discussing here, using Kerri Froc’s label, as the  “empirical turn” in Canadian constitutional law ― while Trial Lawyers was not.

Despite originating in fairly similar circumstances, then, Trial Lawyers and Unison are quite different decisions. Each has its own logic and responds to its own concerns. But it is also true that they are both parts in delivering a unified message: that of the common law courts’ endorsement, sometimes ringing and sometimes more muted, of the value of access by the citizens to the adjudication of rights claims. Beyond the differences of strictly legal issues and methods, there is a single theme: that, as a matter of political morality, a state that purports to respect and even to create rights must not prevent citizens from asserting them.

Clash of Courts

Senior Superior Court judges are suing Québec over its provincial court’s jurisdiction; other provinces will be affected if they succeed

I don’t think the story has received much attention outside of Québec yet, but it’s not because it doesn’t deserve to be noticed: as La Presse reports, the Chief Justice, Senior Associate Chief Justice, and Associate Chief Justice of Québec’s Superior Court are suing the provincial government, arguing that much of the civil jurisdiction of the Court of Québec is unconstitutional. More specifically, they are seeking declarations that Québec could not, consistently with section 96 of the Constitution Act, 1867, grant its provincial court exclusive jurisdiction to hear cases where the amount at issue is more than $10 000 or any powers of judicial review over provincial administrative tribunals, because these powers are reserved for federally-appointed judges.

Currently, the upper limit of the Court of Québec’s jurisdiction in civil matters is set at $85 000. Should the Superior Court judges prevail, their court’s workload is bound to increase very substantially, though I haven’t yet seen any clear data on this point. But repercussions  will be felt well beyond Québec’s borders. British Columbia has set the upper limit on its provincial court’s jurisdiction in civil disputes at $35 000; Alberta, at $50 000. The principles on which the applicants rely apply across Canada, of course, and the boundaries between the jurisdictions of superior and provincial courts would need to be re-drawn in several provinces, if not quite to the same extent as in Québec.

Though I am sure that much more will be said about this dispute as it develops, my initial impression is that the Superior Court judges have a strong case. Although it says nothing of the sort, section 96 has long been understood to stand for the proposition that the courts to which it refers, including Québec’s Superior Court, have a protected “core” of jurisdiction. This core jurisdiction ― that which they exclusively had at the time of Confederation ― cannot be taken away from them or transferred to other courts (which is to say the Federal Court or provincial courts created pursuant to section 92(14) of the Constitution Act, 1867, such as the Court of Québec). As the Superior Court judges’ application shows, in Québec, the exclusive jurisdiction of (what at Confederation became) section 96 courts started at $100, which, adjusted for inflation, is said to be less than $10 000. (The application does not go into any detail as to exactly how this inflation adjustment proceeds ― the exercise is bound to be an inexact one over 150 years ― but let’s assume that the figures given are at least roughly correct.) As Québec expanded the jurisdiction of its provincial court over the last 50 years (for the most part, when it was governed by the Parti québécois), it took more and more out of the former exclusive jurisdiction of the Superior Court, impinging ever more on what the Supreme Court, in Trial Lawyers Association of British Columbia v British Columbia (Attorney General), 2014 SCC 59, [2014] 3 SCR 31, described as its “historic task … to resolve disputes between individuals and decide questions of private and public law”. [32]

Indeed, the Superior Court judges’ argument is not new. Frédéric Bachand, then a professor at McGill and now himself a Superior Court judge, mentioned it in my civil procedure classes ― 10 years ago. And, while I’m not sure about this, I doubt that the point was a novel one even then. Prof. Bachand, as he then was, also pointed out that no litigant had a good reason to raise the issue, and he was right about that too ― but the wonders of public interest standing, which the Superior Court judges very plausibly claim, mean that the matter will have to be addressed regardless.

Just how it will be addressed is still a troubling question. The prospect of Québec’s Superior Court adjudicating, even in the first instance, a claim about its own jurisdiction brought by its three most senior judges is unsettling. The judges’ Application details their fruitless attempts to get the provincial government interested in the matter. For a while now, they have pushed for the issue to be referred to the Court of Appeal. A reference would indeed have been the preferable procedural vehicle, both to avoid casting the Superior Court in the unseemly position of being judge in its own cause, and also because the questions to be addressed are not of such a nature as to require a trial to be held, while appeals all the way to the Supreme Court are certain in any event. I’m not sure exactly why the Québec government has so far refused to take this course. Perhaps it was daring the judges to sue in their own court, and hoping that they would not compromise themselves in this way. But now that, rightly or wrongly, its dare has been taken, there is nothing to be gained from continued obstinacy.

Indeed, I wonder if the federal government would not do well to intervene and refer the issues directly to the Supreme Court, should Québec’s obstinacy continue. While federal references on the constitutionality of provincial legislation are uncommon, Québec itself has no compunctions about referring questions regarding the constitutionality of federal policies to the courts. And of course the issue of the respective jurisdictions of superior and provincial courts directly concerns the federal government, which would have to pick up a substantial tab for the salaries of additional section 96 appointees if Québec’s Superior Court judges are successful. Even more importantly though, because these judges are appointed and paid by the federal government, I think it has a direct interest in helping them maintain their continued impartiality and good standing, and arguably a duty to do so (a political duty, of course, not a legal one).

Whatever exactly happens, one has to hope that it happens quickly. An important question has been raised, with strong arguments to support the proposition that the way the court  systems of several provinces are organized is unconstitutional. This question deserves to be answered, but having it litigated by senior judges in their own court is surely not the right way to go about it. Yet if the judges are looking bad, the provincial government that seemingly dared  them to do it is even worse. It is not taking its constitutional responsibility for the administration of justice ― on which it purports to rely to justify its allegedly unconstitutional legislation ― seriously at all. It is high time for it to come to its senses ― and perhaps for the federal government to intervene if it refuses to do so.