Do Not Pass Section 1: Go Directly to Invalidity

Some infringements on rights are never acceptable in a free and democratic society, including requirements to state facts one doesn’t believe in

In my last post, I argued that Ontario’s recently-enacted and not-yet-in-force Federal Carbon Tax Transparency Act, 2019, which requires gas stations to display stickers purporting to inform their clients of the cost of the federal carbon tax, is likely unconstitutional, as well as morally wrong. The requirement obviously compels the owners of gas stations to engage in speech from which they would otherwise have abstained, and so limits their right to freedom of expression protected by section 2(b) of the Canadian Charter of Rights and Freedoms. In my last post, I followed the orthodox approach to ascertaining whether this limitation was justified and therefore constitutional, which consists in applying a proportionality analysis along the lines first set out in R v Oakes, [1986] 1 SCR 103. But, as I indicated there, I actually think that this approach is not right for this case. Here, I explain why.


Pursuant to section 1 of the Charter, the rights the Charter protects can be “subject only to such reasonable limits prescribed by law as can be demonstrably justified in a free and democratic society”. Proportionality analysis is not an end in itself or an explicit requirement of the constitutional text. It is only a means to the end of ascertaining whether a given limitation on rights is “demonstrably justified”. (Indeed, one may well argue that the proportionality analysis is a bad means to that end; one would not be wrong; but it is much easier to poke holes in proportionality analysis than to come up with a convincing all-purpose alternative.) Proportionality analysis is inherently case-by-case. It focuses a court’s attention on the reasons for and the effects of particular statutory provisions or administrative decisions, applied to the particular circumstances detailed by the persons whose rights are allegedly infringed.

But it should be possible to say that certain limitations of rights are such as to be categorically impermissible in a free and democratic society, regardless of particular circumstances. With limitations of this sort, proportionality analysis is unnecessary; indeed, it only serves to obfuscate their inherent unacceptability. I can see no bar in the text of section 1 of the Charter to taking this position. In his article on the history of section 1, Adam Dodek notes that a number of groups that took part in the proceedings of the Special Joint Committee of the Senate and the House of Commons on the Constitution pushed for some rights (equality rights were a popular candidate, but not the only one) to be excluded from the scope of the application of section 1 altogether. Obviously, this was not done, but I don’t think that this rejection entails that of a more fine-grained approach. In other words, while the history may suggest that no provision of the Charter is absolutely immune from limitation, at least as a textual matter, it does not follow that any and all limitations conceivable are, potentially, justifiable in a free and democratic society.

Indeed, I think that it does not follow that a categorical bar on justifying limitations of certain rights, introduced in the process of constitutional construction, is foreclosed by section 1, even in light of the history described by Dean Dodek. The idea that section 1 had to apply to every right guaranteed by the Charter was put to the Supreme Court in Attorney General) v Quebec Association of Protestant School Boards, [1984] 2 SCR 66, but the Court accepted it “for the sake of discussion only and without deciding the point”. In any case, this is an issue for another day.

And there are precedents, in early Charter cases, for applying the approach that I am considering. Protestant School Boards is one. There, the Supreme Court observed that limits on rights, within the meaning of section 1 of the Charter,

cannot be exceptions to the rights and freedoms guaranteed by the Charter nor amount to amendments of the Charter. An Act of Parliament or of a legislature which, for example, purported to impose the beliefs of a State religion would be in direct conflict with s. 2(a) of the Charter, which guarantees freedom of conscience and religion, and would have to be ruled of no force or effect without the necessity of even considering whether such legislation could be legitimized by s. 1. (88)

But the best known precedent is R v Big M Drug Mart Ltd, [1985] 1 SCR 295. There, Justice Dickson (as he then was), wrote that

it should be noted that not every government interest or policy objective is entitled to s. 1 consideration. Principles will have to be developed for recognizing which government objectives are of sufficient importance to warrant overriding a constitutionally protected right or freedom. Once a sufficiently significant government interest is recognized then it must be decided if the means chosen to achieve this interest are reasonable―a form of proportionality test. (352)

Justice Dickson went on to reject the government’s attempt to justify the Lord’s Day Act, which imposed the Christian holy day as a mandatory day of rest for most Canadian workers. He found that

[t]he characterization of the purpose of the Act as one which compels religious observance renders it unnecessary to decide the question of whether s. 1 could validate such legislation whose purpose was otherwise or whether the evidence would be sufficient to discharge the onus upon the appellant to demonstrate the justification advanced. (353)

However, the proportionality analysis foreshadowed in Big M and sketched out by now-Chief Justice Dickson in Oakes quickly took over Charter cases, and the possibility that some limitations of Charter rights could never be justified, regardless of the circumstances and the evidence the government brings in their support has been a road not taken by Canadian constitutional law in the last 35 years.


I think that this unfortunate. The Oakes-based proportionality analysis, at least as it has developed, focuses on one part of section 1: the “demonstrably justified” requirement. But it has little to say about other parts of section 1: the “democratic society” qualifier, and the notion of “limits” on, as opposed to exceptions to or denials of rights. Perhaps it didn’t have to be this way. In Oakes itself, Chief Justice Dickson wrote referred to this phrase as “the final standard of justification for limits on rights and freedoms” (136) and offered an explanation of what they referred to:

the values and principles essential to a free and democratic society …  I believe embody, to name but a few, respect for the inherent dignity of the human person, commitment to social justice and equality, accommodation of a wide variety of beliefs, respect for cultural and group identity, and faith in social and political institutions which enhance the participation of individuals and groups in society. (136)

One might quarrel with this list, of course ― I am not a fan “social justice” as an inherent component of democracy, for instance ― or, at least, expect it to be refined as cases develop. More fundamentally, one might quarrel with the way Chief Justice Dickson proffers this catalogue of values, as the product of his own meditation on freedom and democracy. An originalist, for example, might want to ask what the words “free and democratic society” meant to the public at the time of the Charter‘s enactment, and not simply how a judge ― even a thoughtful and distinguished judge writing mere years after the Charter came into force ― understood them. But, however that may be, the idea that limitations of rights must be justifiable not just in the abstract, but in a particular kind of society, namely a free and democratic one, was there in Oakes ― and has (like certain other aspects of that decision) fallen by the wayside since.

To repeat, I would like to recover this idea and, more specifically, to argue that there are some limits on rights that are never acceptable in free and democratic societies. Protestant School Boards offers and Big M applies one example: it is not acceptable, in free and democratic society, to impose a state religion. One might imagine a specious proportionality-based defence of the Lord’s Day Act: it serves the objective of social cohesion and public affirmation of a national religion, in a way that could not be achieved by less restrictive means, and after all it is but a small imposition ― dissentients are not forcibly dragged to divine service ― in comparison with purported benefits. A sufficiently deferential court might even, conceivably, swallow this. But we don’t need ask whether it would. The alleged benefits of the Lord’s Day Act are not something a government is entitled to pursue in a free and democratic society.

I tentatively think that a similar argument can be made with respect to many speech compulsions. In particular, I think that a free and democratic society is necessarily one in which there is no official ideology prescribed by the state that citizens are required to parrot. I suspect that the idea would have been familiar at the time of the Charter‘s framing, during the Cold War. Thus the rejection of official ideologies may well be part of the original meaning of the phrase “free and democratic society”, although I don’t know enough to be confident. But even if it cannot be read into section 1 as a matter of interpretation, I think that it has to be as a matter of construction ― the process of elaboration of legal doctrine implementing constitutional text. Just like a free and democratic society has no state religion, as the Supreme Court confirmed in Big M, it must have no set of secular beliefs mandatory for citizens. Perhaps having an official ideology would be convenient or useful; perhaps it would foster equality, or social cohesion, or prosperity. This doesn’t matter. Free and democratic societies don’t do official ideology ― just like they don’t do official history, official economic theory or, I would add, official science. (Official, of course, in the sense of mandatory for citizens; the state itself can, and indeed must to some extent, commit to specific views on many of these issues.)

Now, some cases of compelled speech cannot rightly be described as or assimilated to attempts to impose a state ideology. This is, in particular, the case of mandatory disclosure of information that is in the possession of the person subject to the compulsion ― whether in the shape of nutritional information that is required to be printed on food packing or that of data about trust accounts or self-study hours that lawyers are made to provide on their annual reports. Mandatory requirements to use a particular language for certain communications are in this category too. For these, and perhaps other, cases of compelled speech, the proportionality framework, with its case-by-case scrutiny of the tailoring of means to ends and weighing of costs and benefits is appropriate (assuming, that is, that it is appropriate for anything).

At the other extreme are cases like the Law Society of Ontario’s requirement that lawyers “promote equality, diversity, or inclusion”. This is a clear case where the government ― through the entity to which it has delegate coercive regulatory powers over the legal profession ― attempts to force people to embrace a particular set of values or beliefs and express their having done so. One can argue ― along with Dwight Newman ― that this is also an infringement of the freedom of thought (protected by the same provision of the Charter as freedom of expression, section 2(b)). One can also argue, as I have done here, that this is an infringement of the freedom of conscience. But of course this is also (and neither Professor Newman nor I deny this) a limitation of the freedom of expression ― and, I think, a limitation of a sort that cannot be justified in a free and democratic society, no matter how well-intentioned (which it is) or effective (which it isn’t).

The ant-carbon-tax stickers are something of an intermediate case. They ostensibly communicate information, and at least make no pretense about this information coming from the person coerced into transmitting it rather than the government. To that extent, they are less offensive, and less like an official ideology, than the Law Society of Ontario’s demands. However, it is arguable that stickers present incomplete information, and do so tendentiously. Not everyone, to say the least, would regard the message conveyed by the stickers as something that they could, in good faith, transmit. This is more than just a matter of preference. Perhaps the sellers of junk food would rather not tell people the number of calories their product contains; but their integrity is not threatened when they are made to do so. By contrast, when a person is made to communicate something that he or she does not, in good faith, believe, the stakes are higher, and the analogy to official ideology much closer. At the risk of being a bit dramatic, making Winston Smith love Big Brother was only the end point. The start was making him say that 2+2=5.

As Justice Beetz insisted in his dissenting opinion in Slaight Communications Inc v Davidson, [1989] 1 SCR 1038, to accept that it is permissible to order a person to tell the truth “beg[s] the essential question: what is the truth?” (1060) Some authority may think that it has established the facts, but one “cannot be forced to acknowledge and state them as the truth apart from his belief in their veracity. If he states these facts … as ordered, but does not believe them to be true, he does not tell the truth, he tells a lie.” (1061) Justice Beetz went on to add that

to order the affirmation of facts, apart from belief in their veracity by the person who is ordered to affirm them, constitutes a … serious violation of the freedoms of opinion and expression … [S]uch a violation is totalitarian in nature and can never be justified under s. 1 of the Charter. It does not differ, essentially, from the command given to Galileo by the Inquisition to abjure the cosmology of Copernicus. (1061)

Of course, Justice Beetz’s opinion was a dissenting one. All I can say is that I see nothing in Chief Justice Dickson’s majority opinion that addresses his colleague’s cogent arguments. Given the extent to which the Supreme Court has been willing to revisit its prior cases ― and to do so with much less justification than there would be to revisit Slaight on this point ― I feel no particular compunction in urging that Justice Beetz’s opinion should be followed, and that compelled statements of facts that the person required to make them believes, in good faith, to false or simply misleading should be treated like compelled statements of opinion and compelled professions of value. They are categorically unjustifiable in a free and democratic society.


The Charter‘s reference to “a free and democratic society” is not a mere description. As the Supreme Court held early on, it is the “final standard” against which purported limitations on the rights the Charter secures must be measured. It is true that rights must sometimes be limited, even in a free and democratic society. But the Charter exists because of a recognition by its framers ― and by their constituents ― that legislative majorities are apt to disregard rights, and to seek to limit them for the sake of convenience, or out of ignorance or even spite or hatred. Some limitations may appear defensible in principle but, on closer examination, are not supported by evidence, go too far, or do more harm than good. But others are incompatible with free and democratic societies as a matter of principle. It is unnecessary to scrutinize their tailoring to their purpose, or weigh up their effects. The Charter bars them categorically.

The imposition of official beliefs, or the requirement to express beliefs, is the sort of thing that simply must not happen in a free and democratic society; it is incompatible with freedom and democracy. This includes religious beliefs, as the Supreme Court has held. But political beliefs, or even beliefs about truth, should not be treated any differently. Canadian governments have no right to impose them, and the courts should peremptorily reject them.

Sticking It to the Feds

Why Ontario’s anti-carbon-tax stickers are likely unconstitutional, and certainly immoral

It is time, finally, for me to get back to the carbon-tax stickers. Last month, I was distracted from writing this post by my horror at the abusive, indecent way Ontario’s Federal Carbon Tax Transparency Act, 2019, was set to become law. It has now been enacted (though not yet come into force) and, though my disgust at the process of its enactment is unabated, I turn to its substance. The Act is, I believe, unconstitutional. It is also, quite apart from constitutional issues, morally objectionable in its own right, and doubly so coming from a government that ― cynically ― positioned itself as a champion of free speech.

The Act is simple enough. Its only substantive provision requires every “person who is licensed … to operate a retail outlet at which gasoline is sold at a gasoline pump and put into the fuel tanks of motor vehicles” to

obtain from the Minister [of Energy, Northern Development and Mines] copies of the prescribed notice with respect to the price of gasoline sold in Ontario; and … ensure the notice … is affixed to each gasoline pump at the retail outlet in such manner as may be prescribed.

There are also provisions for inspections and fines. The “prescribed notice” is, of course, the notorious sticker.


This is a requirement that all those (individuals or corporations) engaged in a particular trade communicate a message prescribed by the government. In simpler terms, an instance of compelled speech. Under a sane freedom of expression jurisprudence, this must, of course, be regarded as a limitation on the freedom of expression. Whether Ontario currently enjoys the blessings of a sane freedom of expression jurisprudence is open to some doubt, given the holding of the province’s Court of Appeal in McAteer v Canada (Attorney General), 2014 ONCA 578 that the requirement that applicants for Canadian citizenship swear a prescribed oath is not a limitation of the freedom of expression protected by section 2(b) of the Canadian Charter of Rights and Freedoms. However, I think it is best to assume that, on this point at least, McAteer was an aberrant decision that can be disregarded. The carbon tax sticker requirement ought to be held to be a limitation on the section 2(b) right.

There are two paths that one can take from here. The orthodox one, which I shall take in this post, consists in asking whether this limitation is one that can be demonstrably justified in a free and democratic society, and so authorized by section 1 of the Charter. To be justified in a free and democratic society, a limitation on a right protected by the Charter must meet the following criteria, as recently summarized by the Court of Appeal in Christian Medical and Dental Society of Canada v College of Physicians and Surgeons of Ontario, 2019 ONCA 393:

the objective of the impugned measure must be of sufficient importance to warrant overriding a constitutionally protected right or freedom;

… the means chosen must be reasonable and demonstrably justified – this is a “form of proportionality test” which will vary in the circumstances, but requires a balancing of the interests of society with the interests of individuals and groups and has three components:

(i) the measure must be rationally connected to the objective – i.e., carefully designed to achieve the objective and not arbitrary, unfair or based on irrational considerations;

(ii) the means chosen should impair the Charter right or freedom as little as possible; and

(iii) there must be proportionality between the salutary and deleterious effects of the measure. [98]

In my next post, I will suggest that this approach is not appropriate for cases that involve certain types of compelled speech, including this one. More specifically, I will argue that the proportionality analysis can be bypassed in the case of many speech compulsions, which are never appropriate in a free and democratic society. That said, an attempt to follow the ordinary proportionality framework here does the Ontario government few favours.


It is difficult to see what the important objective that warrants the imposition of the stickers is. If one is in charitable mood, one might say that the legislature is really trying to provide transparency about the effects of a public policy that affects Ontario’s consumers. (Less charitably, and perhaps more plausibly, one might say that the the objective here is to score some political points off of the feds.) I don’t think that this an inherently bad thing for a government to do, as Patricia Hughes comes close to saying in a post at Slaw. (Dr. Hughes faults the stickers for “not advanc[ing] an alternative approach to fighting climate change” and, instead, “undermin[ing] an approach that has been widely accepted as a positive response to … greenhouse emissions”. I’m not sure why this would be constitutionally problematic. A bad choice of priorities, perhaps, but this is a debate that courts should probably stay out of.) But even if transparency of this sort is desirable, is it, as the Court of Appeal put it, “of sufficient importance to warrant overriding a constitutionally protected right or freedom”? In theory at least, it should be possible to conceive of objectives that, while desirable, are not worth abridging rights for, and I would argue that this is one of them. Perfectly transparent public policy might be a supererogatory good in a free and democratic society, but not one to be pursued at the expense of such a society’s fundamental commitments, which is what constitutional rights are supposed to be. To be sure, the courts generally tend to be very deferential to legislatures at this stage, but even this deference might, just, have its limits ― and if so, this would be pretty good case to discover them.

Now, assuming that the objective of fostering transparency about the effects of public policy does warrant limitation of rights ― a big assumption, as just explained ― I think it has to follow that the sticker requirement is rationally connected to the objective. The issue at this stage isn’t whether it is a particularly good way of achieving the legislature’s purpose, but whether it’s not an arbitrary one. This is a low bar to clear. Dr. Hughes writes that “[t]here is no rational connection between the message of the stickers … and opposition to the carbon tax because they fail to provide all the information”. Perhaps so, but I don’t think that failure to provide complete information is really a rationality issue, or that courts should be in the business of evaluating the content of a government message to assess its completeness.

What the courts can and should do, however, is to find that conscription of gas stations to communicate the government’s message about the effects of the carbon tax is not the least restrictive means of accomplishing whatever transparency-promoting aims the government might have. Being able to help itself to both the bully pulpit and the public purse to further its public-relations strategies, the government can do without conscripting private parties to carry its water. I am no fan of the Supreme Court’s decision in Canada (Attorney General) v JTI-Macdonald Corp, 2007 SCC 30, [2007] 2 SCR 610, which upheld, among other things, a requirement that tobacco manufacturers display government-mandated health warnings on 50% of their packaging, but it is surely arguable that the warnings regarding the health consequences of a particular product really do need to be displayed on that product, and not elsewhere, to be optimally effective. An argument along these lines is not so easy to make in support of Ontario’s carbon tax stickers. That said, a lot will depend on the level of deference the courts accord the legislature. One suspects, however that a legislature at odds with a carbon tax will be given less deference than one trying to discourage smoking. (This is, I am afraid, not to the Canadian courts’ credit.)

Finally, I think the courts can and should find that the benefits of the stickers, if there are any, are not worth the imposition on those who have no desire to display them. But here too, much depends on the level of scrutiny courts are willing to apply. In JTI-Macdonald, the sum total of Chief Justice McLachlin’s reasoning on this point was “proportionality of effects is established. The benefits flowing from the larger warnings are clear. The detriments to the manufacturers’ expressive interest in creative packaging are small.” [139] If a student could not come up with something more than this conclusory assertion, I would flunk her. But, quod licit Jovi, etc. In any case, here again, the courts’ biases are likely to be less favourable to the legislature, and chances are that the sticker mandate will, in fact be scrutinized as it ought to be.


Whatever doubt there might be about the legal side of the issue (and I don’t think there should be too much), the immorality of the carbon tax sticker requirement is clear. As noted above, the Ontario government has virtually unlimited resources to make its views of the federal carbon tax known. These views, at this point, aren’t exactly a secret, anyhow. But if the government wants to instruct its trained seals MPPs to end their speeches with anti-carbon-tax perorations in the style of Cato the Elder, it can. If it wants to put up giant anti-carbon-tax posters on every town square in the province, it can. If it wants to buy advertising slots from willing newspapers or radio and television stations, it can. Instead of doing the work of communicating its position itself ― and paying to do so, if necessary ―, the government conscripts unwilling private citizens and companies to serve as its bullhorn.

This is beyond its rightful powers, not only on a libertarian or classical liberal conception of the government’s proper powers but also, I think, on either a “progressive” or a conservative one. It is, indeed, little more than than naked abuse of power. The Ontario government makes people do things just because it thinks it can. I have argued here against the view the governments can in effect conscript private individuals to advance their constitutional agendas, or that the Law Society of Ontario can force lawyers to act as advocates on its behalf by “promot[ing] equality, diversity, and inclusion”. The same principles apply to a government’s attempt to communicate its views of public policy. This is something that the government can and must do on its own. If it can force citizens to do that, it can force them to do anything.

Notice, by the way, that this is not just an objection to government mandates to communicate misleading or incomplete information, or messages that undermine policy designed to deal with climate change or whatever other problem. The objection to government conscription of individuals to speak on its behalf is neutral and general. It applies to “progressive” causes, as well as to populist ones. Some means are wrong regardless of the rightness of the cause which they are supposed to pursue. This is one of them.


Ontario’s anti-carbon-tax-sticker legislation, enacted in a perversion of parliamentary democracy, is likely unconstitutional, and wrong in principle. The day when it is repealed on struck down by the courts cannot come too soon. It might seem like a small thing― it’s just stickers at gas stations, after all, and unlike with the various recent “statements of principles” and “attestations” nobody is required to believe, or even pretend to believe, what the government wants them to say. Nevertheless the impulse behind this legislation is not that much less authoritarian than that behind these other denials of the freedom of speech.

This is a reminder that liberty is under threat both from self-styled progressives and from self-anointed populists. Each camp will happily point to the other’s excesses and may even proclaim itself a defender of rights, freedoms, and the Charter; both are hypocrites. It is essential that firm, neutral principles of freedom be upheld against threats on either side.

No Way to Make Law

The legislative process is being disgracefully abused in Ontario. Constitutional lawyers need to pay attention.

I wanted to write a post about those anti-carbon tax stickers the Ontario government wants to require gas stations to post. I will, eventually, get around to writing that post, I hope. Spoiler alert: I don’t like the idea of the Ontario government telling people what to say. Anyway, before I get around to a post detailing my objections to the substance of this policy, I need to write this one, which is about process by which the anti-carbon tax sticker requirement is being made into law. This process is disgusting, and I think we (by which I mean Canadian lawyers, especially Canadian lawyers interested in the constitution, and other members of the public interested in law and governance) need to be much more upset about it than I think we are.

The anti-carbon tax sticker requirement is set out in sub-clause 2(1) of the Federal Carbon Tax Transparency Act, 2019, Schedule 23 to Bill 100, Protecting What Matters Most Act (Budget Measures), 2019. Yes gentle reader, Schedule 23. Schedule 23 out of 61, that is. A great many things matter in the province of Ontario, one must surmise, and need protecting. The “Explanatory Note”, which provides anyone who can be bothered to read it an overview of the 61 statutes being amended or introduced by Bill 100, alone runs to more than 9000 words, or 13 dense pages of small print. And this is not because it is unduly detailed; on the contrary, in some cases, it contents itself with setting out “some highlights” of the amendments or new legislation being implemented. The actual legislation runs to about 81,000 words ― the length of a PhD dissertation. I think it is a safe bet that no one will ever bother reading that.

Among the threescore statutes concerned, a solid majority have little to do with the budget, as one would, I think, understand this word. There is the Bees Act, for instance, amended “to expand the method of delivering inspectors’ orders” made pursuant to some of its provisions; there is a new Combative Sports Act, 2019, which regulates ― so far as I can tell from its (perhaps inevitably, though I’m not sure) convoluted definitions provisions ― boxing, wrestling, and the like; there is the Courts of Justice Act, amended in relation to the publication of the Ontario Judicial Council’s reports and also to limit some civil jury trial rights; there is new legislation on Crown liability (which has received some harsh criticism); there are important changes to the Juries Act (which have actually come in for some praise); there is, of course, the gas station sticker legislation; and much, much, more, right up to some not doubt vitally important amendments to the Vital Statistics Act.

There is, so far as I can tell, no reason having anything to do with good government why these statutes need to be amended or enacted as a block, as part of a package of budget matters. Stephen Harper once had his “five priorities”, and though these were inevitably much derided, one could claim with a modicum of plausibility that a new government might focus on, say, those five things. Anyone who actually thinks that “combative sports”, carbon tax stickers, vital statistics, and 58 other things are all “what matters most” would be well advised to run, not walk, to the nearest psychiatrist’s office. (I say so without worrying for Ontario psychiatrists; they are unlikely to be burdened with many such visitors.) But of course, the reasons enact this legislative blob likely have nothing to do with good governance.

And this is where it’s time to drop the snark, and get serious ― and constitutional. In abstract separation of powers theory, the legislature is supposed to make law (except in those areas where it has delegated this power to the government, or left it to the courts; these are, of course, significant exceptions). In all the constitutional practice of all Westminster-type systems, so far as I know, the government dominates the legislative agenda. It mostly decides which statutes get in enacted and when. Still, the legislature has a distinctive role to play. For one thing, it is where legislation is debated, and debate might have some symbolic democratic value even if votes are ultimately whipped and their outcome is not in question. And for another, the process of committee study is what allows a detailed consideration of the proposed legislation, and also public submissions on it, and perhaps amendments to improve the proposal.

A government that cared about good governance would value this process. It might ultimately force its bills through, but it would at least be open to the idea that they might be improved, at the level of detail if not of principle, by input from backbenchers, members of the opposition, and members of the civil society. By contrast, a government that doesn’t care about good governance, and is only interested in getting its way as expeditiously as possible will see the legislative process, even one whose outcomes it is ultimately able to control, as a nuisance or, at best, as a needless formality. In either case, it will endeavour to deny the legislature the ability to play any other role than that of an extension of the government itself.

A government of the latter sort has a variety of means at its disposal. The amalgamation of multiple unrelated bills in a giant package, which drastically limits, perhaps to nothing, the extent to which each of them can be separately debated and studied is one of these means. Both Mr. Harper’s government and Justin Trudeau’s have been criticized for using and abusing this technique. Bill 100 is not exactly new in embodying it. But it should not be regarded as any less shocking despite this. By amalgamating 61 mostly disparate pieces of legislation, it prevents the legislature from properly considering them ― including those among them, like the Crown Liability and Proceedings Act, 2019 for example, that will become really substantial and very important statutes in their own right, as well as those, like the carbon tax sticker legislation, that have obvious, and ominous, implications for constitutional rights and freedoms. Bill 100 thus demonstrates nothing short of contempt for both good governance and the distinct constitutional role of the legislature. It is, as I have already said, disgusting and outrageous.

We have become inured to violations of what is sometimes described as legislative due process. As lawyers, we tend inevitably to focus our attention and energy where our expertise can make an obvious difference, in coming up with and then pursuing through the courts arguments about why the legislative end-product might be unconstitutional and therefore not law at all. I think this is understandable, inevitable to some extent, and perhaps even not always a bad thing. Still, by not thinking about the way laws are made, we let those who make them get away with the procedural equivalent of bloody murder.

This cannot go on. Those who take a benign view of legislatures and want to celebrate legislative engagement with constitutional issues need to get to grips with the reality of broken legislatures that act as rubber-stamps for executives that despise them. Those who, like me, are wary of legislatures and insist on the courts having a robust role in enforcing constitutional rights and other restrictions against them must nevertheless pay attention to what the legislatures are up to ― all the more so since we are more likely than our friends to take an appropriately skeptical view of the matter. But skepticism may not become indifference. We, along with the legislatures’ fans, with whom we can make peace for this purpose, need to get serious about making sure that our laws are made in a decent way ― and not in the way Ontario is making its laws right now.

The Statement of Principles

Thus far, I have stayed out of the controversy surrounding the Statement of Principles [SOP] because I have nothing new to add. Leonid has, in a series of posts, outlined the in-principle objections to the SOP, while others have suggested that the SOP is a modest, necessary remedy for a difficult problem.

But as the debate has evolved, I think something has been lost in the shuffle. Let’s assume that the SOP is constitutional. There are still a number of unanswered questions about the efficacy of the SOP, the way it was adopted, and the strength of the evidence underlying it. Related questions: does the SOP do anything to actually rectify the problem it identifies? And if not, if we believe that the objectors to the SOP are acting in good-faith, shouldn’t we expect better from the LSO given its status as a regulator in the public interest? I think so. That the SOP is toothless is a sign of regulatory excess and pointless, costly regulation that won’t even accomplish the goal it sets out to solve.

I do not purport to say anywhere here that discrimination is not a problem. The experience of racialized licensees should be prioritized, and the LSO should be applauded for turning its mind to this issue at all. At the same time, I think it is important that we do not denigrate the sincerity of the “conscientious objectors” to the SOP. I need not link to the various hues-and-cries on Twitter, assaulting people like Leonid and Murray Klippenstein for being racist, privileged, etc etc. I think we should take as a given that the conscientious objections are rooted in deeply-held philosophical commitments. For that reason we should respect them. Leonid’s objection, for example, is exhaustively set out in his post here, where he outlines the genesis of his general philosophical orientation and how it applies to the SOP. We should assume that if the SOP is enacted, it will exact a constitutional cost—one that may or may not rise to a constitutional violation, but a cost nonetheless.

The SOP was adopted as part of a suite of initiatives designed to address the problem of systemic racism. The SOP is one requirement that exists in this suite of initiatives. The collection of initiatives was occasioned by a long consultation period, along with a study designed by the LSO and a communications firm “to encourage law firms to enhance diversity within firms, based on identified needs, and create reporting mechanisms.” The study consisted of:

  • Interviewing key informants
  • Organizing, managing, and recording the discussions in 14 focus groups with racialized lawyers and paralegals
  • Organizing, managing, and recording the discussions in two focus groups with non-racialized lawyers and paralegals; and
  • Designing a 35-question survey and collecting data from a large group of lawyers

Somehow, from this process, the SOP was born. None of the evidence gathered in the study pointed to the SOP as a necessary—or even desired—policy mechanism to accomplish the goals of the overall LSO Equity, Diversity, and Inclusion [EDI] Initiative. The causal link between the SOP and “accelerating culture shift” was never explored by any data in the study. All that was established by the study was that there was, indeed, discrimination in the profession.

But even on that score, there is no clarity on the breadth of the problem, and for that reason, no clarity on the mechanisms required to solve it. In this case, the challengers to the SOP have outlined some compelling reasons in an expert report why we might doubt that the SOP is a tailored, evidence-based policy—assuming, again, that the criticisms of the SOP levelled by a number of quarters is in good-faith. For one, there is a major confirmation bias issue in the study commissioned by the LSO. Survey respondents were already aware about the goals of the study. Participants in the focus groups were separated based on whether they were racialized or not, which does not lend itself to a random discussion of the issues. Perhaps most prominently, there was a sampling bias problem that led to the data underpinning the recommendations presented to Convocation—only a small portion of the over 40 000 licencees responded to the survey data, and according to the expert report, “it is possible that some licensees completed the survey multiple times…”

None of this should be taken as a given simply because an expert says so. This is an expert report filed by a party in the litigation. But it at least raises legitimate questions about the methodology underpinning the solution adopted by the LSO. Clearly, discrimination might be a problem in the profession, but we have no idea how much of a problem it is.

Even if we had some scope of the problem, the SOP is not necessarily linked to solving it. If we assume that objectors to the SOP are acting in good-faith, and therefore we believe that there will be some cost to them associated with abiding by the LSO’s edict, then we should be doubly sure the SOP will actually do something to solve the problem it purports to solve. But the LSO has offered no evidence that this particular policy mechanism is required, cost-efficient, or is even relatively better than other options. Nor has it explained why this policy mechanism is necessary for the soundness of the rest of its EDI policies.

Why should anyone care about this? Shouldn’t the LSO simply just be able to act in the face of a problem?

We know that inclusion in the legal profession is a problem, but as a regulator with delegated legislative authority under the Law Society Act, the legislature implicitly subjected the LSO to democratic norms. It established a system of elections in the enabling legislation itself, which can be interpreted to express a legislative desire to ensure that there is some accountability mechanism within the LSO for the exercise of its powers that are legislative in character. The LSO has the power to compel licensees through rules and bylaws, none of which need to be subject to any approval by the Cabinet (unlike the exercise of delegated legislative power to make regulations—see 63(1) of the Law Society Act). While there is an obvious mechanism to hold benchers and the administration of the LSO accountable through elections, the power of compulsion that the LSO exercises—and the broad powers it has been conferred by legislatures and the courts—counsel in favour of holding the LSO to robust standards of evidence-based policy-making. In other words, not only do we need to know that discrimination is a problem, we need to know whether it is truly “systemic” in order to craft appropriate solutions.

There is no evidence, even on a common-sense basis, that the SOP will do anything to solve the problem it identifies, assuming the problem is framed as the LSO says it is. One might say that the SOP will force licensees to reflect on the things they must do to ensure a more inclusive profession. I think this is Pollyannaish. More likely, people will file rote statements without reflecting on them, as Atrisha Lewis points out. Or they will simply write something that fits with what the licensee perceives the LSO to want. Unless the LSO is going to police the substantive content of each filing, there will be no way to know who is genuinely reflecting on the issue. Given the vagueness of what constitutes a “violation” of the requirement, we can expect discretion of prosecutions under the Law Society Act against those who do not adopt a “proper” SOP. The costs continue piling up when one thinks of defending the SOP in court, and the cost of enforcement.

Someone has to ask if the EDI initiative requires this SOP given the costs it exacts against principles of good government and against the good-faith constitutional objectors. The SOP seems to be questionable response to a problem of unknown proportions that raises significant constitutional concerns, even if those concerns do not constitute an in-law constitutional violation. I gather that the LSO perhaps did not expect this to be an issue, and are now painted into a corner. Like most administrators, they do not want to cede any regulatory power. So they must defend the SOP in court. But I think even they must recognize that the SOP is probably a bad policy mechanism for the problem of discrimination, no matter its scope.

The LSO should be held to a higher standard than this. We should expect evidence-based policy-making in the administrative state, especially where the LSO has the means (through the exorbitant fees it charges) to conduct properly designed research studies and to lessen the informational uncertainty designed to solve the problem. Some literature in administrative governance focuses on the cost of acquiring information within public institutions. Here, the costs for the LSO on this particular problem are not particularly high. And yet, we are left with a dog of a policy mechanism, one that is unlikely (even on a common sense basis) to solve the problem it purports to solve. At the same time, the costs of implementing it and enforcing it—both monetary and constitutional—are high.

All of this puts the SOP on the horns of the dilemma. Either it does something to accomplish the goal it sets out—it compels people to concern themselves with EDI as the LSO understands it—or it does nothing to accomplish anything, in which case it is costly. Surely our public regulator, that we ensconce in yearly fees, can do better.

This is fundamentally different than the claim that the SOP doesn’t go far enough. The problem is that it doesn’t go anywhere at all. I doubt it will solve any problem whatsoever.

It Doesn’t Work That Way

Legislation interfering with a municipal election does not violate freedom of expression ― contrary to what an Ontario judge has found

Last week was a busy one for me, as I was travelling to, around, and from Western Canada, having a good time, and giving five talks in four days, but the rest of the Canadian constitutional law world had an even busier one, courtesy of Justice Belobaba of Ontario’s Superior Court, and Doug Ford, its Premier. The former delivered a judgment invalidating the reduction, a mere two months before an election, of the number of seats on the Toronto city council: Toronto (City) v Ontario (Attorney-General), 2018 ONSC 5151. The latter responded to this judgment by bringing forward legislation that will invoke section 33 of the Charter, and allow the election to go ahead notwithstanding the fact that, according to Justice Belobaba anyway, holding it in this manner violates the freedom of expression. The Twitterverse was all atwitter; the commentariat commented; professors professed various shades of disbelief and indignation.

It would not be possible for me to recap and respond to everything, but I do want to make some observations ― even at the risk of repeating things that have already been said, and that I have missed. In this post, I will address Justice Belobaba’s reasoning. I will post separately on the use of the “notwithstanding clause” by Ontario’s legislature ― and some of the responses to it by commentators. Co-blogger Mark Mancini made a number of important points on both issues in an excellent (as always) post last week, and I largely agree with him. In particular, when it comes to Justice Belobaba’s decision, Mark is right that it “massages a chosen constitutional right” so as to “best achieve [the] result” it is after ― constitutional text and doctrine be damned. Here are some additional reasons why.

One thing I’d note is that the descriptions ― common in the media as well as in Justice Belobaba’s reasons ― of the redesign of the Toronto Council as having been imposed “in the middle of the city’s election” [6] need to be put into perspective. The legislation received royal assent almost 70 days before the voting was to take place. The time remaining in the election campaign was identical almost to the day to the duration of the last federal campaign ― whose length was unprecedented and, pretty much everyone agrees, quite excessive. No doubt federal and municipal elections are very different beasts; but we should perhaps hesitate before accepting the claim that the provincial legislation effectively subverted the voting process in Toronto.

Yet this is essentially what Justice Belobaba accepts when it comes to the first issue he addresses, that of “whether the enactment of Bill 5 changing the electoral districts in the middle of the City’s election campaign substantially interfered with the candidate’s [sic] right to freedom of expression.” [27; footnote omitted] Having so stated the issue, Justice Belobaba follows up with a rhetorical query: “Perhaps the better question is ‘How could it not?'” [28] Actually, there is an answer to this question, but it is worth pointing out that merely asking is not a harmless stylistic flash, but a reversal of the burden of proof, which lies on the applicants when it comes to establishing violation of their rights.

Justice Belobaba insists that pre-existing electoral arrangements “informed [the candidates’] decision about where to run, what to say, how to raise money and how to publicize their views”. [29] The new legislation disrupts plans and means that some, perhaps much, of the campaigning that has already taken place will now go to waste. As a result, it “substantially interfered with the candidate’s ability to effectively communicate his or her political message to the relevant voters”. [32] It also “undermined an otherwise fair and equitable election process”. Justice Belobaba relies on Libman v Quebec (Attorney General), [1997] 3 SCR 569 for the proposition that “where a democratic platform is provided … and the election has begun, expressive activity in connection with that platform is protected against legislative interference”. [37]

Yet Libman held no such thing. It was concerned with the constitutionality of a law that prohibited persons not having joined a referendum campaign committee for spending money to make their views on the referendum issue known. This wasn’t about fairness ― indeed, fairness in the Supreme Court’s view supported the silencing of “third parties”, if not quite a complete one ― or about interference with an ongoing campaign. The contrast with the legislation here is quite telling. No one is being prevented from communicating any message to anyone. No one is told to stay out of the redesigned election campaign. Sure, the legislation is disruptive and ill-timed, and that’s a valid policy objection to it, but not any disruption of a municipal election is a violation of the candidates’ rights. Suppose a government ― whether provincial or even federal ― announces a major new policy on funding municipalities, and the announcement happens to coincide with a municipal election somewhere, effectively forcing the candidates to adjust their messaging, their spending plans, and so on, has that government thereby infringed the Charter?

As Mark noted in his post, the Charter protects our right to speak, but does not give us any assurance that our speech will be listened to, or be persuasive. Justice Belobaba’s reasons take constitutional law in a new and unwarranted direction. It’s worth noting, too, that with fixed election dates now being the norm federally and provincially, the “permanent campaign” is here to stay. Decisions about how and where to campaign are being made all the time. If any law that interferes with them, or forces prospective candidates or campaigners to revise their plans, is an interference with their freedom of expression, then there is literally no electoral legislation, regardless of when it is enacted, that is not a prima facie Charter violation. This too strikes me as an absurd consequence of Justice Belobaba’s decision.

Justice Belobaba, however, has an even broader objection to the legislation restructuring the Toronto City Council. He says that the restructuring infringes the constitutional guarantee of freedom of expression because the wards that it creates are simply too large for citizens to receive “effective representation” from their councillors. This defect, unlike interference with an ongoing election, would not be cured by delaying the application of the legislation until the next one. As Mark and many others have noted, Justice Belobaba imports the doctrine of “effective representation” from the cases that applied section 3 of the Charter ― which protects the right to vote, but doesn’t apply to municipal elections. Justice Belobaba argues that voting is an expressive activity, so there is no reason not to import tests developed in the context of the right to vote into freedom of expression cases. Like Mark, I think this is objectionable. Why bother with having a distinct, and carefully circumscribed, guarantee of the right to vote if it is anyway subsumed into freedom of expression?

But I would go further than my esteemed co-blogger, who I think is a bit too quick to concede the possibility of “overlap” between the right to vote and freedom of expression. As I have argued here, “[v]oting in an election is actually an incredibly bad way of sending any sort of message to anyone”. A ballot does not say who speaks, why, and what it is that they actually want. The act of voting is no more expressive than that of picking up a particular item from supermarket shelf; if anything, it is less so, since there usually fewer, and less palatable, choices in the voting booth. I do not mean to disparage voting. It is an incredibly valuable thing, this ability to make a choice, even among unpalatable options, of who is going to exercise power over us. But it is valuable for reasons that are quite different from those that make freedom of expression valuable ― even freedom of expression in the political context. It makes sense to have distinct constitutional protections for these activities, and distinct doctrines implementing these guarantees. There probably are cases of genuine overlap between some Charter rights, especially within and among the various “fundamental rights” protected by section 2, and to some extent between at least some of these rights and equality rights in section 15. But the right to vote is its own thing, and there are good reasons of principle as well as of legal craft to keep it separate from others.

It is hard to avoid the impression that Justice Belobaba strongly disliked the legislation on whose constitutionality he had to pronounce, found it unjust, and convinced himself that the constitution simply had to provide a remedy for it. His disclaimers about “the importance of judges exercising judicial deference and restraint” [8] (a sentiment with which I disagree ― there is no reason for deference and restraint in the face of legislation that actually is unconstitutional) ring quite hollow. He bends constitutional doctrine to get his way ― to, and past, breaking point. His decision is bound to do mischief, and should not be allowed to stand. Over to you, Court of Appeal. And for all that, it doesn’t follow that the government’s response to Justice Belobaba’s ruling was appropriate. More on that soon, I hope.

Permanent Censorship, Again

Ontario’s proposal for regulating pre-campaign political spending is wrong

Earlier this week, The Globe and Mail reported that the Ontario government is proposing to introduce legislation that would limit the flow of private money into the political process (and introduce public subsidies to political parties). There is no bill yet, as the government is consulting with (some of) the opposition, but there is a very handy table that sets out the details of the government’s proposal and compares them to the rules in other Canadian jurisdictions. In this post, I want to discuss one aspect of the proposed changes: the limitation of “third-party” spending during the six months prior to a scheduled general election to 600,000$ (see the table at p. 4). This proposal is, in my view, unconstitutional, and it is quite possible, although not certain, that the courts, which are likely to be asked to rule on the issue, will agree.

As is clear from the table, a number of Canadian jurisdictions limit the expenses that citizens, unions, corporations, and social movements who want to make their views on political issues known, collectively known to election law under the derisive name of “third parties,” can incur during an election campaign. The Supreme Court upheld the principle of such limitations in Libman v. Quebec (Attorney General), [1997] 3 S.C.R. 569, and it upheld the federal limits in Harper v. Canada (Attorney General), 2004 SCC 33, [2004] 1 S.C.R. 827. No Canadian jurisdiction, however, currently limits third party expenses incurred prior to the official election campaign period.

What the table doesn’t say though is that British Columbia has tried to do so, only for its attempts to be twice found unconstitutional by the province’s Court of Appeal. In British Columbia Teachers’ Federation v. British Columbia (Attorney General), 2011 BCCA 408, the Court struck down limits imposed during a sixty-day pre-campaign period. Then, in Reference Re Election Act (BC), 2012 BCCA 394, the Court took the view that limiting third-party expenses during a period that could, depending on the dates of legislative sittings, vary from 0 to 40 days would also be unconstitutional. The province did not appeal on either occasion, so that the Supreme Court has not had an occasion to pass on the issue.

In commenting on the latter decision, I wrote that I wasn’t sure that Court was correct to conclude that Harper did not apply to the pre-campaign limitations of third party spending. Its rationale ― that the civil society needs to be silenced in order to make election campaigning a “level playing field” on which political parties can frolic unimpeded ― could be applied to the period preceding the official campaign, especially if the spending of political parties is also limited during that period, as it would be under the Ontario government’s proposal (see the table at 3). But, as I noted when discussing musings in Québec and within the federal government about limiting third party spending prior to or between election campaigns, Harper can indeed plausibly be read as precluding the extension of spending limits beyond the bounds of the election campaign.

In response to the dissent’s (cogent, in my view) observation that the spending limits imposed on third parties prevented them from communicating effectively, the Harper majority observed

that third party advertising is not restricted prior to the commencement of the election period. Outside this time, the limits on third party intervention in political life do not exist. Any group or individual may freely spend money or advertise to make its views known or to persuade others. [112]

This was an important part of the majority’s reasoning on the way to its conclusion that the spending limits were “minimally impairing” of the freedom of expression, and thus justified under section 1 of the Canadian Charter of Rights and Freedoms.

Beyond predicting of what the Supreme Court would or would not do if confronted with pre-campaign spending limits, it is, however, important not to lose sight of the principles at stake. As I wrote in my post on the possible introduction of limits on third party spending between federal election campaigns,

It is important to appreciate just how far-reaching an attempt to control “third party” spending between elections would be. It would extend to all advertising related to political parties or their candidates, including by taking position on issues “associated” with the party or the candidate. Moreover, in addition to dollar limits, the spending control regime includes onerous registration and disclosure requirements. Any individual, group, or organization that wanted to engage in political discourse would have to register with Elections Canada and keep it informed about its income and expenses. In effect, an extension of the rules on “third party” spending between elections would be a step towards the imposition of a regime of wholesale political censorship in Canada.

There are a couple of additional issues with the Ontario government’s proposal worth highlighting too. One concerns federalism. While provincial and federal electoral processes are separate, the issues and, to some extent anyway, the parties involved in them are not quite distinct. A limit on the ability of a civil society group to speak out about an issue relevant to a provincial election can also be a limit on that group’s ability to speak out on an issue ― that same issue ― relevant to federal politics. If these limits are imposed for a short time, it might be argued ― though perhaps not very convincingly ― that the interference with the other government’s sphere is incidental. But the longer the limits, the more tenuous that case is. There is good reason why Justice Rand wrote, in Switzman v. Elbling, [1957] SCR 285, that “[u]nder [Parliamentary] government, the freedom of discussion in Canada, as a subject-matter of legislation, has a unity of interest and significance extending equally to every part of the Dominion,” (306) and is therefore a federal, not a local concern. We have not given much thought to the relevance of this point to provincial electoral regulations, but we ought to before expanding them as much as Ontario seeks to do.

The other point concerns the proposed definition of “political advertising” (at p.5 in the table). It is modelled on the one in section 319 of the Canada Elections Act, and while not nearly as objectionable as the one used by Québec in section 404 of its Election Act (whose defects I discussed here), it is still problematic in that it is not fully technologically neutral. As I explained here (and in my article on the regulation of third parties and their role in contemporary Canadian politics),

the Canada Elections Act, for a reason that I do not understand, treats online communications differently from more traditional ones, in that it only only exempts online communications by individuals, and not those of organizations (whether corporations, trade unions, etc.) from its definition of electoral expenses. By contrast, for other forms of communications, notably those published in the traditional media, whether exempt from or included in the definition of (restricted) electoral expenses, the messaging of individuals and that of entities are treated in the exact same way. The singling out of online communications for a more stringent rule should be repealed.

Regardless of the views its government and, eventually, the courts take on the other issues I have raised here, it would be unfortunate if, legislating in 2016, Ontario were to repeat a mistake made by Parliament in 2000.

As I also explained in my article, “third parties” play an increasingly important role in contemporary politics, injecting ideas into the political debate which political parties prefer to focus largely on the personalities of their leaders and a select few wedge issues. I am therefore skeptical about the wisdom of regulating them at all. However, even if a case for limited regulation during the relatively short duration of an election campaign can be made out, there is no justification for extending regulation to long periods of time outside the campaign period. Ontario’s plans in this regard would quite possibly be found unconstitutional by courts, and in any event would be a most unfortunate move in the direction of political censorship. They should be scrapped.